Regulatory Compliance Manager

KOHO; Canada; Remote; CAD 80,000 - 110,000; Full time

Job summary

A leading fintech company in Canada is seeking a Regulatory Compliance Manager. The role involves developing compliance frameworks, ensuring adherence to Canadian financial regulations, and promoting a culture of compliance. The ideal candidate will have extensive experience in compliance roles within OSFI-regulated institutions and possess strong analytical and communication skills. KOHO values collaboration, diversity, and offers benefits like remote work and professional development.

Benefits

Wellness Days

Remote Work

Professional Development

Equity Ownership

Qualifications

• At least 5 years in compliance roles within OSFI-regulated financial institutions.
• Experience building or scaling compliance frameworks.

Responsibilities

• Design and implement Regulatory Compliance Management framework aligned with OSFI guidelines.
• Conduct compliance audits to identify risks and improvement areas.

Skills

Analytical Skills

Problem-Solving

Communication

Integrity

Attention to Detail

Education

Bachelor's degree in Law

Bachelor's degree in Finance

Bachelor's degree in Business

Job description

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About KOHO
KOHO’s purpose is to empower Canadians to build a great financial foundation with products that are radically transparent and easy to manage. Since launching in 2017, we have built a community of over 1.5 million users. Leading investors worldwide support our vision, and we have raised over $320M to realize it.
Discover our culture and get insights from our team!

About The Role

We seek a Regulatory Compliance Manager passionate about fintech innovation and committed to high regulatory standards. You will develop compliance frameworks to ensure KOHO's operations meet requirements from bodies like OSFI, supporting our mission to democratize finance.

What You'll Do

1. Compliance Program:
   1. Design and implement our Regulatory Compliance Management (RCM) framework aligned with OSFI guidelines and standards.
   2. Build compliance infrastructure (e.g., GRC tools) and lead core activities such as change management, issue management, regulatory reporting, and training.
2. Regulatory Oversight:
   1. Monitor and interpret OSFI guidelines and other relevant regulations to ensure compliance.
   2. Stay updated on regulatory changes and advise internal teams accordingly.
3. Policy Development:
   1. Create, implement, and maintain compliance policies and procedures reflecting current regulations and best practices.
   2. Collaborate with cross-functional teams to embed compliance into business processes.
4. Training & Awareness:
   1. Develop and deliver compliance training to educate employees on regulatory obligations and ethics.
   2. Promote a culture of compliance and integrity.
5. Monitoring & Reporting:
   1. Conduct compliance audits to identify risks and improvement areas.
   2. Prepare compliance reports for management and regulators.
6. Regulatory Engagement:
   1. Act as contact for regulatory inquiries and examinations.
   2. Manage responses to regulatory findings and implement corrective actions.

What You'll Bring

1. Experience:
   1. At least 5 years in compliance roles within OSFI-regulated financial institutions.
   2. Experience building or scaling compliance frameworks.
2. Knowledge:
   1. Deep understanding of Canadian financial regulations, including OSFI, Bank Act, AML.
   2. Familiarity with fintech and digital financial products is a plus.
3. Skills:
   1. Strong analytical, problem-solving, and communication skills.
   2. High integrity and attention to detail.
4. Education & Certification:
   1. Bachelor's degree in Law, Finance, Business, or related fields.
   2. Certifications like CAMS or CRCM are advantageous.

What We Offer

We invest in our people, offering benefits like wellness days, remote work, professional development, and equity ownership. Our culture values collaboration, diversity, and inclusion. Questions about accessibility? Contact [e-mail].

Note: This is an active vacancy.