Operational Financial Crime Risk Analyst

TD; Markham; On-site; CAD 70,000 - 98,000; Full time

Job summary

TD in Toronto, Ontario, Canada, is seeking an experienced FCRM professional to provide research, evaluation, operational, reporting and analytical support to business partners within the Financial Crime Risk Management function. This role requires coordinating requests, preparing summaries and reports for management, regulators and stakeholders, and analyzing data to drive risk insights.

The ideal candidate will analyze trends related to regulatory changes, escalate sensitive issues per

Qualifications

• Undergraduate degree or equivalent work experience.
• 3+ years experience.

Responsibilities

• Provide FCRM research, evaluation, operational, reporting and/or analytical support in oversight, advisory services and control function to business (FCRM) partners, in a timely manner
• Coordinate requests to and from, business (FCRM) partners
• Assist in the preparation of summaries, communications, reports and presentations for management, regulators, and other internal and external stakeholders
• Recommend responses to enterprise FCRM Program questions and immediately escalated any sensitive issues according to departmental procedures
• Analyze data and draw conclusions to meet program health reporting requirements
• Analyze emerging trends pertaining to regulatory changes, reporting or other departmental functions and provide recommendations to enhance or rectify FCRM related gaps, issues and enhancements
• Proactively identify matters requiring additional review, escalation, and liaise with appropriate staff to resolve, as appropriate
• Coordinate tracking and reporting of FCRM function initiatives and programs
• Prioritize and manage own workload to meet SLA requirements for service and productivity
• Consistently exercise discretion in managing correspondence, information and all matters of confidentiality; elevate issues where appropriate
• Protect the interests of the organization – identify and manage risks, and upscale non-standard, high-risk transactions / activities as necessary
• Acquire and apply expertise in the FCRM discipline, provide guidance, assistance and direction to other FCRM partners
• Identify, recommend and effectively execute standard practices applicable to the FCRM discipline
• Keep abreast of emerging issues, trends, and evolving regulatory requirements
• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
• Adhere to internal policies/procedures and applicable regulatory guidelines
• Coordinate with other FCRM partners and compliance partners to ensure consistence in the application of FCRM
• Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest
• Support the team by continuously enhancing knowledge / expertise in own area and participate in knowledge transfer within the team and business unit
• Keep current on emerging trends/ developments and grow knowledge of the business, related tools and techniques
• Participate in personal performance management and development activities, including cross training within own team
• Keep others informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities
• Contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate.
• Contribute to a fair, positive and equitable environment that supports a diverse workforce
• Act as a brand champion for your function and the bank, both internally and/or externally
• Grow knowledge of the business, related tools and techniques
• Experienced professional role providing specialized guidance/ assistance/support to functions/FCRM teams
• Independently perform activities from end to end
• Require advanced understanding of a range of product and services, processes, procedures, systems and concepts within their own area of specialty and integration points with related areas
• Manage ambiguity, and apply judgement to identify, troubleshoot and resolve ongoing business and operational issues
• Interpret and administer policies, adopts and implements business process improvements
• Guided by practices, procedures and operating plans, makes process and capacity management decisions to ensure ongoing operations
• Moderate level of complexity in operational / reporting / process and/or analysis function requiring a short to medium term focus
• Generally, reports to a Manager/Senior Manager Specialized FCRM

Education

Undergraduate degree or equivalent work experience

Job description

TD in Toronto, Ontario, Canada, is seeking an experienced FCRM professional to provide research, evaluation, operational, reporting and analytical support to business partners within the Financial Crime Risk Management function. This role requires coordinating requests, preparing summaries and reports for management, regulators and stakeholders, and analyzing data to drive risk insights.

The ideal candidate will analyze trends related to regulatory changes, escalate sensitive issues per