Investment Operations & Compliance Analyst (CSC) — Hybrid

Recruit Action inc.; Montreal; Hybride; CAD 75 000 - 80 000; Plein temps

Avantages offerts par ce poste

Annual salary between $75,000 and $80,000

Flexible schedule with 2 remote work days per week

3 weeks of vacation and additional personal days

Comprehensive group insurance

Employer contributions to an RRSP program

20% reimbursement of OPUS transit pass

Professional development opportunities

Résumé du poste

A leading financial services company in Montreal is seeking an Investment Operations Analyst to maximize regulatory compliance and provide operational support to advisors. The role requires a Bachelor’s degree in finance, CSC certification, and at least one year of relevant experience. This position offers a competitive salary of $75,000 to $80,000, a hybrid work schedule, and various benefits, including comprehensive insurance and professional development opportunities.

Qualifications

• 1+ year of experience in a similar role, ideally within the securities industry.
• Ability to influence and guide advisors.
• Experience with compliance and regulatory practices.

Responsabilités

• Review daily advisor transactions to ensure compliance.
• Analyze monthly and quarterly advisor activity reports.
• Manage the approval process for outside business activities.
• Ensure compliance with anti-money laundering practices.
• Participate in special projects related to system enhancements.

Connaissances

Interpersonal skills

Organizational skills

Bilingual in English and French

Formation

Bachelor’s degree in finance or a related field

Canadian Securities Course (CSC) certification

Supervisors Course for securities dealers

Professional Conduct and Ethics course

Outils

Microsoft Office Suite

Platforms such as Univeris, Winfund, or RBroker

Description du poste

A leading financial services company in Montreal is seeking an Investment Operations Analyst to maximize regulatory compliance and provide operational support to advisors. The role requires a Bachelor’s degree in finance, CSC certification, and at least one year of relevant experience. This position offers a competitive salary of $75,000 to $80,000, a hybrid work schedule, and various benefits, including comprehensive insurance and professional development opportunities.