Senior Compliance & Operations Leader (Private Markets)

InvestX Capital; Vancouver; On-site; CAD 98,000 - 125,000; Full time

Benefits offered by this job

Comprehensive Health & Benefit plan

Personal days

Generous paramedicals

Job summary

A leading investment firm in Vancouver is seeking a Senior Compliance & Operations Officer to lead compliance programs and oversee investor onboarding processes. This role demands regulatory expertise in Canadian securities, with at least 5 years of relevant experience. Candidates should have strong analytical and communication skills. Benefits include a competitive salary range of CA$98,000 to CA$125,000 per year, plus bonuses and comprehensive health plans.

Qualifications

• 5+ years of experience in securities compliance or investment operations.
• Deep knowledge of Canadian securities regulation.
• Hands-on experience with KYC/AML onboarding and investor documentation.

Responsibilities

• Lead and monitor the firm’s Compliance Program across regulatory entities.
• Oversee KYC, suitability assessments, and onboarding workflows.
• Review and approve marketing materials for regulatory accuracy.

Skills

Regulatory expertise

Investment operations

KYC/AML onboarding

Strong communication skills

Analytical skills

Education

5+ years of experience in securities compliance or investment operations

Knowledge of Canadian securities regulation

Industry education (CSC, IFIC, CIM, etc.)

Tools

MS365

Workflow automation tools

Job description

A leading investment firm in Vancouver is seeking a Senior Compliance & Operations Officer to lead compliance programs and oversee investor onboarding processes. This role demands regulatory expertise in Canadian securities, with at least 5 years of relevant experience. Candidates should have strong analytical and communication skills. Benefits include a competitive salary range of CA$98,000 to CA$125,000 per year, plus bonuses and comprehensive health plans.