Hybrid Insurance Compliance Specialist – Atlantic Canada

CU Financial Management Ltd.; Canada; Hybrid; GBP 35,000 - 40,000; Full time

Job summary

CU Financial Management Ltd. in Atlantic Canada seeks an Insurance Compliance Specialist to oversee centralized insurance administration, compliance, and support for Advisors and Investment Associates.

This non-sales role ensures regulatory alignment, carrier expectations, and internal policies are followed. The position coordinates licensing, renewals, APEXA administration, AML/ATF controls, and onboarding, with a focus on documentation quality, risk mitigation, and collaboration across

Qualifications

• 3 to 5 years of experience in insurance operations or compliance.
• Active Life Insurance License.
• Experience with AML/ATF compliance is a plus.
• Strong knowledge of the Canadian life insurance industry.
• Ability to review files with attention to detail.
• Strong organizational and communication skills.

Responsibilities

• Provide centralized insurance administration and compliance support.
• Manage segregated fund business documentation and compliance.
• Coordinate post-delivery servicing for in-force insurance.
• Conduct file reviews and internal audits to identify gaps.
• Coordinate onboarding, licensing and contracting of new Advisors.
• Oversee AML/ATF controls and policies.
• Support governance with regulators, carriers, and internal teams.

Skills

Insurance operations

Compliance

Licensing

AML/ATF

Documentation review

Education

Active Life Insurance License

AML/ATF training

Tools

Microsoft 365

Job description

CU Financial Management Ltd. in Atlantic Canada seeks an Insurance Compliance Specialist to oversee centralized insurance administration, compliance, and support for Advisors and Investment Associates.

This non-sales role ensures regulatory alignment, carrier expectations, and internal policies are followed. The position coordinates licensing, renewals, APEXA administration, AML/ATF controls, and onboarding, with a focus on documentation quality, risk mitigation, and collaboration across