Global Compliance QA Manager – Quality & Risk Insights

Scotiabank; Toronto; On-site; CAD 110,000 - 150,000; Full time

Benefits offered by this job

Accommodation during recruitment

Job summary

Scotiabank is seeking a Manager, Compliance Quality Assurance - Global Compliance in Toronto, Canada. You will lead independent quality assurance reviews, assess design and operating effectiveness of compliance controls, and translate findings into actionable improvements, working with global stakeholders to strengthen the Regulatory Compliance Framework.

The role emphasizes risk-based testing, governance, and reporting, with a focus on sustainable remediation and continuous improvement across

Qualifications

• University degree in business, finance, accounting, economics, law, data analytics, or another relevant discipline.
• Typically 5 or more years of progressive experience in compliance, risk management, quality assurance, compliance testing, internal audit, or a related financial-services assurance function.
• Professional designation or certification such as CPA, CIA, CAMS, CFE, CFA, CRMA, or comparable accreditation is an asset.

Responsibilities

• Lead or support QAR engagements and quality control reviews, including planning, execution, documentation of work performed, reporting, and stakeholder validation.
• Assess the design and operating effectiveness of compliance programs, processes, and controls using risk-based assurance techniques.
• Oversee workpaper quality, evidence, test results, conclusions, and review outcomes.
• Identify deficiencies, exceptions, recurring themes, root causes, and enhancement opportunities; develop practical recommendations.
• Develop, maintain, and interpret quality control guides, scripts, templates, evaluation criteria, procedures, QAR methodology, governance documents, and tools.
• Prepare concise reports, dashboards, metrics, and management communications that articulate results and remediation status.

Skills

Risk-based assurance

Compliance testing

Quality assurance

Quality control

Internal audit

Professional judgment

Data analytics

Education

University degree

CPA/CIA/CAMS/CFE/CFA/CRMA

Tools

Microsoft 365

Data analytics

Job description

Scotiabank is seeking a Manager, Compliance Quality Assurance - Global Compliance in Toronto, Canada. You will lead independent quality assurance reviews, assess design and operating effectiveness of compliance controls, and translate findings into actionable improvements, working with global stakeholders to strengthen the Regulatory Compliance Framework.

The role emphasizes risk-based testing, governance, and reporting, with a focus on sustainable remediation and continuous improvement across