financial management officer

National Bank; Montreal; On-site; CAD 80,000 - 100,000; Full time

Job summary

Join National Bank as a Senior Advisor in the Wealth Management Compliance team, where you'll lead compliance initiatives and manage regulatory risks. The role demands significant experience and offers a chance to influence key decisions and objectives in a collaborative environment.

Benefits

Health and wellness program

Flexible group insurance

Generous pension plan

Employee Share Ownership Plan

Employee and Family Assistance Program

Preferential banking services

Opportunities to get involved in community initiatives

Telemedicine service

Qualifications

• Ten years of relevant experience required.
• Experience in an advisory role necessary.
• Very good knowledge of investment products and investment management.

Responsibilities

• Oversee compliance with regulatory frameworks, including securities laws.
• Provide compliance advice during new product design and project delivery.
• Implement regulatory projects affecting NBI.

Skills

Risk management

Knowledge of securities

Education

University degree related to the industry

Job description

Title posted on Jobillico - Senior Advisor Compliance Wealth Management

Posted onJune 07, 2025 by Employer details National Bank

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financial management officer

Title posted on Jobillico - Senior Advisor Compliance Wealth Management

Posted onJune 07, 2025 by Employer details National Bank

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Job details

A career as a Senior Advisor in the Wealth Management Compliance team at National Bank means acting as a compliance specialist and actively participating in the implementation and evolution of National Bank Investments (NBI) compliance program. It also means leading and managing new projects to ensure that BNI complies with regulations and best business practices. Finally, it is influencing the decisions and objectives of this sector of activity.

This job allows you to have a positive impact on our organization through your risk management skills and knowledge of securities.

Your role: 

• Oversee compliance with the regulatory framework applicable to NBI's activities, including securities laws and regulations, the Proceeds of Crime (Money Laundering) and Terrorist Financing Act, international sanctions, and internal policies and procedures. More specifically, proactively identify regulatory issues and situations that may expose NBI and National Bank to regulatory and/or reputational risk and conduct complex analysis in order to take actions or make recommendations to management to reduce risks;
• Provide compliance advice during the design of new products, the delivery of new projects and the management of complex files and influence decision-making;
• Carry out supervision activities and improve work methods and supervision tools in order to optimize the compliance program;
•   Ensure the implementation of regulatory projects affecting NBI;
• Communicate with regulators and respond to inquiries in collaboration with internal partners such as business line, Legal Affairs, Fund Accounting, etc.);
• Recommend and implement changes to NBI's policies and procedures (implementing new policies and drafting procedures when necessary), based on changing regulations and the needs of the sectors.

Your team: 

Within the Wealth Management Compliance sector, you are part of a team of three colleagues and report to the Senior Director, Compliance. Our team stands out for its expertise, its rigor, its willingness to surpass itself and to have close relationships with business sectors.

We favor a variety of forms of continuous learning to enrich your development, including learning in action, training content made available to you and working in collaboration with colleagues with diverse expertise and profiles. 

Prerequisites:

• A university degree related to the industry and ten years of relevant experience
• Relevant experience in compliance or risk management
• Experience in an advisory role
• Very good knowledge of investment products and investment management
• Very good knowledge of securities regulation

Your benefits In addition to competitive compensation, upon hiring you?ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.    * Health and wellness program, including many options * Flexible group insurance * Generous pension plan * Employee Share Ownership Plan * Employee and Family Assistance Program * Preferential banking services * Opportunities to get involved in community initiatives * Telemedicine service *

• Location Montréal , QC
• Workplace information On site
• Salary Not available
• Starts as soon as possible
• vacancies 1 vacancy
• Source Jobillico #15945395

• Montréal, QC

View the full job posting on Jobillico

Advertised until

2025-07-06

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