Director, National Regulatory Oversight & Advisory

Scotia Wealth Management; Toronto; On-site; CAD 180,000 - 250,000; Full time

Benefits offered by this job

Competitive compensation and benefits

Job summary

Scotia Wealth Management is seeking a Director for National Supervision in Canada. The role leads a team to ensure strict regulatory compliance, robust risk controls, and strong conduct across the wealth management line.

You will coordinate with CIRO, OSFI and other regulators, shaping policies and supervising multiple jurisdictions. Ideal candidates bring extensive securities experience, leadership capabilities, and deep knowledge of regulatory requirements to sustain a compliant and efficient

Qualifications

• University degree.
• Regulatory knowledge of CIRO/OSFI and related regulations.
• Experience overseeing supervision and controls in wealth management.

Responsibilities

• Lead and oversee the National Supervision team for Scotia Wealth Management, ensuring regulatory compliance and effective controls.
• Oversee CIRO, OSFI, CSA, FINTRAC, FINCEN and other regulatory requests and audits.
• Develop policies and procedures to strengthen AML/ATF program and risk management across Canada and Caribbean regions.
• Build a high-performance team culture with succession planning and development.
• Collaborate with AML & Regulatory Initiatives to implement enterprise AML/ATF program.

Skills

Regulatory compliance expertise

Leadership & people management

Securities industry experience

Risk management

CIRO/OSFI familiarity

Cross-border experience

Education

University degree

Job description

Scotia Wealth Management is seeking a Director for National Supervision in Canada. The role leads a team to ensure strict regulatory compliance, robust risk controls, and strong conduct across the wealth management line.

You will coordinate with CIRO, OSFI and other regulators, shaping policies and supervising multiple jurisdictions. Ideal candidates bring extensive securities experience, leadership capabilities, and deep knowledge of regulatory requirements to sustain a compliant and efficient