VP, Wealth Management Compliance – Toronto

Canaccord Genuity Group Inc.; Toronto; On-site; CAD 180,000 - 260,000; Full time

Job summary

Canaccord Genuity Group Inc. in Toronto seeks a seasoned Vice President to lead Wealth Management Compliance Business Oversight and Advisory, reporting to the Chief Compliance Officer.

You will guide the program across Canada, ensuring adherence to securities rules and privacy obligations. The role requires a decade of compliance experience in wealth management, strong regulator relations, and a track record of influencing senior stakeholders while balancing regulatory and business needs.

Qualifications

• 10+ years of progressive compliance experience within wealth management or financial services.
• 5+ years of leadership experience managing compliance teams.
• Strong knowledge of securities regulation, retail wealth management supervision, and compliance governance frameworks.
• Experience interacting with regulators and managing regulatory examinations.
• Completion of the Canadian Securities Course (CSC) and Conduct and Practices Handbook (CPH) is required.

Responsibilities

• Lead the Compliance Business Oversight and Advisory function for Wealth Management Canada.
• Develop, implement, and maintain the effectiveness and currency of the firm’s compliance program for Wealth Management activities.
• Ensure oversight of securities regulation, CIRO rules, AML requirements, and privacy legislation.
• Coordinate regulatory filings, responses to regulatory requests, and remediation efforts.
• Provide guidance on new products, services, client solutions, marketing initiatives, and strategic business initiatives.
• Oversee supervision for supervisors, portfolio managers, registrants, and officers.
• Partner with leadership to provide practical, risk-based compliance advice.
• Drive continuous improvement and innovation within the compliance function.

Skills

Regulatory governance

Leadership

Stakeholder influence

Regulatory examinations

KYC/AML familiarity

Education

CSC & CPH required

Job description

Canaccord Genuity Group Inc. in Toronto seeks a seasoned Vice President to lead Wealth Management Compliance Business Oversight and Advisory, reporting to the Chief Compliance Officer.

You will guide the program across Canada, ensuring adherence to securities rules and privacy obligations. The role requires a decade of compliance experience in wealth management, strong regulator relations, and a track record of influencing senior stakeholders while balancing regulatory and business needs.