Compliance Analyst, Investments & Risk (Hybrid)

ia; Quebec; Hybrid; CAD 65.000 - 90.000; Vollzeit

Benefits dieser Stelle

Flexible benefits

Hybrid work environment

Professional development support

Employee assistance program

Discounts on iA products

Zusammenfassung

Industrial Alliance Investment Management Inc. in Canada seeks a Compliance Analyst to help implement the compliance program and support risk management across investments. You will prepare reports, monitor conflicts of interest, and assist in policy drafting within a collaborative team.

The role requires strong writing, analytical skills, and a bilingual English/French capability to interact with colleagues nationwide in a hybrid workplace.

Qualifikationen

• Holds a university degree in business, finance, economics, accounting, law, or related field.
• Understanding of portfolio managers or registered securities firms is a plus.
• Strong writing and information-synthesis skills with attention to detail.
• Ability to analyze situations and make structured recommendations.
• Bilingual English and French communication with internal partners across Canada.

Aufgaben

• Prepare, complete, and submit reports to internal stakeholders and regulators.
• Support processing and submission of employee registration filings to regulators.
• Monitor conflicts of interest including personal trading and outside activities.
• Perform compliance control testing, identify gaps, and follow up on corrective actions.
• Draft and update internal compliance policies and procedures.
• Review advertising materials and social media content and open client accounts.
• Contribute to developing compliance training content.
• Assist Investment Compliance in ensuring policy adherence and breach monitoring.

Kenntnisse

Analytical thinking

Strong writing skills

Teamwork

Learning ability

Attention to detail

Bilingual English/French

Ausbildung

University degree in business/finance/economics/law

Tools

Bloomberg

Power BI

CSI Global Education

Jobbeschreibung

Industrial Alliance Investment Management Inc. in Canada seeks a Compliance Analyst to help implement the compliance program and support risk management across investments. You will prepare reports, monitor conflicts of interest, and assist in policy drafting within a collaborative team.

The role requires strong writing, analytical skills, and a bilingual English/French capability to interact with colleagues nationwide in a hybrid workplace.