Analyst, Compliance, Operational Risk and Privacy

ia; Quebec; Hybrid; CAD 65,000 - 90,000; Full time

Benefits offered by this job

Flexible group insurance plans

Competitive retirement savings plan

Employee share purchase plan

Vacation program, wellness days, and个人

Telemedicine services

EFAP

Ergonomic furniture program

Performance bonus

Discounts on iA products

Job summary

Industrial Alliance Investment Management Inc. is seeking an Analyst, Compliance, Operational Risk and Privacy to strengthen the risk and privacy program within iAGAM. You will support regulatory compliance and investment policies while handling risk indicators and incident management.

The role requires collaboration across teams, strong writing skills, and a blend of English and French communication. Hybrid work and growth opportunities are available in Canada.

Qualifications

• Holds a university degree in business, finance, economics, accounting, law, or related field.
• Has relevant experience in financial services, risk management, or compliance.
• Knowledge of financial products and portfolio management stakeholders.

Responsibilities

• Support operational risk and privacy activities for iAGAM.
• Identify, assess, and monitor risks, controls, and indicators.
• Manage operational incidents, non-compliance matters, and privacy breaches.
• Contribute to governance, documentation, and reporting activities.
• Monitor regulatory developments affecting investment activities.
• Assist process improvements and awareness initiatives across teams.
• Support Investment Compliance with policies and breach monitoring.
• Assist Regulatory Compliance with monitoring and controls.

Skills

Bloomberg

Power BI

Python

Statistics

Modelling

English

French

Analytical thinking

Attention to detail

Strong writing

Education

University degree in business/finance

Tools

Bloomberg

Power BI

Python

Job description

Job Description

Build the future with us

Are you curious, motivated, and interested in analyzing situations to find practical solutions? Would you like to develop your expertise in investment management, compliance, operational risk management, and privacy? This opportunity within iA Global Asset Management (iAGAM) could be for you.

As an Analyst, Compliance, Operational Risk and Privacy, you will actively contribute to the implementation of iAGAM's operational risk and privacy risk management program. You will also support investment compliance and regulatory compliance activities in an environment where rigour, collaboration, and continuous improvement are essential.

This position is a great opportunity to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation.

What you'll accomplish with us

As an Analyst, Compliance, Operational Risk and Privacy, you'll be at the core of our mission. Here are the main responsibilities:

• Support iAGAM's operational risk management and privacy activities.
• Participate in identifying, assessing, and monitoring risks, controls, and risk indicators.
• Contribute to the management of operational incidents, non-compliance matters, and privacy breaches.
• Participate in business continuity exercises, as well as governance, documentation, and reporting activities.
• Monitor regulatory developments and contribute to the analysis of requirements applicable to investment activities.
• Contribute to process improvements, awareness initiatives, and requests from corporate teams related to operational risk management and privacy.
• Support the Investment Compliance team in ensuring compliance with investment policies and monitoring breaches.
• Assist the Regulatory Compliance team in carrying out monitoring and control activities to ensure compliance with regulatory requirements, internal policies and applicable guidelines.

What could accelerate your success in this role

We're looking for someone who:

• Holds a university degree, preferably in business, finance, economics, accounting, law, or a related field.
• Has relevant experience gained through employment, an internship, or an academic project in financial services, risk management, or compliance.
• Has good knowledge of financial products, portfolio management activities, and key financial industry stakeholders, including dealers, portfolio managers, investment fund managers, and custodians.
• Has a basic understanding of securities regulations applicable to portfolio management activities and an interest in developing further expertise in this area.
• Stands out for their rigour, attention to detail, analytical and synthesis skills, and strong writing abilities.
• Can analyze situations, make recommendations, solve problems in a structured manner, and manage multiple files simultaneously.
• Can work independently while collaborating effectively with various teams. Knowledge of Bloomberg, Power BI, Python, statistics, or modelling, as well as CSI courses or other financial industry training, is considered an asset.
• Has an intermediate level of English and an advanced level of French proficiency, as the role involves communicating, collaborating, and reviewing compliance, risk, and investment-related documentation with English- and French-speaking colleagues and internal partners across Canada on a frequent basis.

Why you'll love working with us

A work environment where learning and development merge with a collective pursuit of excellence.

AI is in everyone's hands, empowering you to increase your personal effectiveness while supporting the organization's growth.

A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.

The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.

Competitive Benefits

• Flexible group insurance plans
• Competitive retirement savings plan
• Employee share purchase plan
• Vacation program, wellness days, and personal development days
• Telemedicine services
• Employee and Family Assistance Program (EFAP)
• Ergonomic furniture program
• Performance bonus
• Discounts on iA products
• And much more!

Location(s)

Quebec / 1080, Grande Allee West

Other Possible Location(s)

Montreal / 1981 McGill College Avenue

Company

Industrial Alliance Investment Management Inc.

Posting End Date

2026-10-28

Company Overview

iA Financial Group* is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 25,00