AML Analyst — Risk Investigations & STR Reporting

CGC Canaccord Genuity Corp.; Toronto; On-site; CAD 60,000 - 65,000; Full time

Job summary

Canaccord Genuity Corp. is seeking an AML Analyst to join its Compliance department in an on-site role in Canada. The role focuses on risk-based investigations, STR determinations with FINTRAC, and maintaining regulatory records.

The successful candidate will support supervisors and contribute to ongoing compliance improvements. Candidates should have 1–3 years in securities or FINTRAC entities, solid CIRO/FINTRAC knowledge, and strong communication skills.

Qualifications

• 1-3 years of experience in the securities industry or a FINTRAC reporting entity
• Understanding of CIRO, FINTRAC/PCMLTFA and related regulations
• Familiarity with money laundering and fraud typologies related to securities
• Experience and knowledge of legal documentation for corporations, trusts and other entities
• Detail-oriented, accurate and thorough
• Superior written and verbal communication with strong interpersonal skills
• Completion or willingness to complete CAMS, the CSC and CPH is an asset

Responsibilities

• Conduct risk-based investigations into individual and legal entity clients using transactional information, open-source research and client documentation
• Make determinations regarding the outcome of investigations for STRs with FINTRAC
• Prepare STRs including entry of transactional data into FINTRAC reporting software
• Maintain accurate records of investigative actions and outcomes per internal policies
• Advise supervisors and management on investigative outcomes
• Provide input for processes and procedures to stay compliant with regulatory requirements
• Perform time-sensitive tasks in response to regulatory inquiries
• Handle internal and external queries to promote business
• Document queries and results for reference and remediation

Skills

Securities experience

FINTRAC knowledge

Attention to detail

Communication skills

MS Office

Tools

Dataphile

WorldCheck

MS Office

Job description

Canaccord Genuity Corp. is seeking an AML Analyst to join its Compliance department in an on-site role in Canada. The role focuses on risk-based investigations, STR determinations with FINTRAC, and maintaining regulatory records.

The successful candidate will support supervisors and contribute to ongoing compliance improvements. Candidates should have 1–3 years in securities or FINTRAC entities, solid CIRO/FINTRAC knowledge, and strong communication skills.