AVP & Chief Compliance Officer, Investment Services

TD Bank Group; Toronto; On-site; CAD 160,000 - 200,000; Full time

Job summary

TD Bank Group in Toronto, Ontario, seeks an AVP and Chief Compliance Officer to lead Canadian Banking Compliance and conduct risk programs, providing independent oversight, regulatory guidance, and oversight across the business. You will influence risk priorities, remediation efforts and board reporting, while building a high-performing compliant organization.

The role requires a law background and a decade of leadership in compliance within financial services, with strong governance and

Qualifications

• University degree required; Law degree preferred.
• 10+ years of progressive leadership experience in compliance, legal, regulatory, or risk management within financial services.

Responsibilities

• Lead Canadian Banking Compliance and conduct risk programs for consumer legislation and banking operations.
• Provide independent oversight, regulatory guidance and effective challenge to first-line businesses on regulatory risk.
• Report urgent matters and quarterly monitoring results to the TDIS Board and Compliance Leadership Team.
• Build and develop a high-performing, diverse Compliance team to support enterprise priorities.

Education

University degree

Law degree

Job description

TD Bank Group in Toronto, Ontario, seeks an AVP and Chief Compliance Officer to lead Canadian Banking Compliance and conduct risk programs, providing independent oversight, regulatory guidance, and oversight across the business. You will influence risk priorities, remediation efforts and board reporting, while building a high-performing compliant organization.

The role requires a law background and a decade of leadership in compliance within financial services, with strong governance and