Senior Compliance Officer: Regulatory Risk & Advisory

BMO; Canada; On-site; CAD 70,000 - 150,000; Full time

Benefits offered by this job

Health insurance

Tuition reimbursement

Accident and life insurance

Retirement savings plans

Job summary

BMO is seeking a Senior Compliance Officer to join the Complaints, Channels & Sales Practices team within Regulatory Compliance for Canadian Personal & Business Banking. You will provide second-line compliance oversight and advisory support to business partners, helping ensure products, sales practices, channels, and customer complaint processes meet regulatory requirements.

The role emphasizes proactive risk assessment, monitoring, and guidance on regulatory developments, with collaboration

Qualifications

• Typically minimum of 6 years of relevant experience in compliance or related business-line roles.
• Strong knowledge of consumer protection regulations and banking laws relevant to Canada.
• Ability to analyse complex regulatory frameworks and translate into practical guidance.

Responsibilities

• Provide second-line compliance oversight and advisory support to business partners within Regulatory Compliance.
• Lead risk assessments, monitoring, testing and surveillance activities to ensure program alignment with regulatory requirements.
• Advise on changes to products, services, and sales practices to ensure adherence to Bank Act obligations and consumer protection rules.

Skills

Regulatory compliance

Stakeholder management

Analytical skills

Attention to detail

Education

Bachelor’s degree in Law, Economics or Finance

Tools

CRM systems

Job description

BMO is seeking a Senior Compliance Officer to join the Complaints, Channels & Sales Practices team within Regulatory Compliance for Canadian Personal & Business Banking. You will provide second-line compliance oversight and advisory support to business partners, helping ensure products, sales practices, channels, and customer complaint processes meet regulatory requirements.

The role emphasizes proactive risk assessment, monitoring, and guidance on regulatory developments, with collaboration