Associate Director, Regulatory Content

RBC; Toronto; On-site; CAD 90,000 - 110,000; Full time

Job summary

RBC is offering a critical compliance role responsible for overseeing and maintaining the global regulatory inventory. This position requires significant experience in compliance within financial institutions, providing a great opportunity for growth within their progressive team.

Benefits

Comprehensive Total Rewards Program

Career advancement opportunities

World-class sales training

Dynamic collaborative team support

Qualifications

• 7-10 years of compliance experience in a financial institution or related field.
• Familiar with regulations and compliance strategies.
• Expertise in project management and change management.

Responsibilities

• Support and maintain RBC’s Regulatory Obligations Inventory as a subject matter expert.
• Monitor regulatory developments and coordinate with stakeholders.
• Develop dashboards and reports for leadership and compliance.

Skills

Audits Compliance

Critical Thinking

Data Gathering Analysis

Decision Making

Financial Regulation

Industry Knowledge

Interpersonal Relationship Management

Product Services

Risk Management

Strategic Thinking

Education

BA/BS Degree

Juris Doctor

Tools

RegTech platforms (e.g., Archer, CUBE)

Job description

Job Summary

Job Description

What is the Opportunity?

This role will be responsible for the oversight and maintenance of RBC’s global regulatory inventory. This second line of defense (2LOD) role is responsible for maintaining an enterprise-wide inventory of RBC’s regulatory obligations and serving as the subject matter expert on RBC’s Horizon Scanning, Applicability & Impact Assessment workflow processes, regulatory inventory, and associated vendor platforms.

What will you do?

• Support the maintenance and expansion of RBC’s Regulatory Obligations Inventory and serve as the SME to program stakeholders for associated RegTech platforms
• Maintain a centralized regulatory inventory, including taxonomy alignment with products, services, business units, and laws/regulations
• Monitor regulatory developments impacting RBC’s operations globally and coordinate with internal program stakeholders to oversee
• Develop dashboards and reports for senior leadership and regulatory examiners to provide transparency on regulatory developments and compliance status
• Develop and maintain metrics to measure the effectiveness of the regulatory change management program and identify areas for improvement
• Serve as primary point of contact with RegTech vendor to oversee platform enhancements and escalate matters requiring resolution
• Execute compliance monitoring quality assurance reviews which audits the effectiveness of the internal controls as reflected in the related RCM program such as validating effectiveness of horizon scanning activities
• Oversight and maintenance of RBC’s regulatory inventory (i.e. authoritative sources), remediation of data requiring enhancement
• Act as a subject matter expert on the Regulatory Content Standard and supporting procedures and processes

What do you need to succeed?

• BA/BS Degree Required
• 7-10 years of compliance (or equivalent) experience obtained in a financial institution, accounting, consultancy, or law firm
• Certifications such as CRCM is a plus
• Juris Doctor as plus
• Familiar with regulations and compliance strategies and risk management; possesses and demonstrates expertise in the advisory, policy, change management, project management and operations
• Expert on RegTech platforms such as Archer, CUBE or Compliance.ai
• Experience building out a legal / regulatory obligations library

Nice to Have

• Exceptional interpersonal skills and superior judgment
• Solution driven
• Ability to accept accountability, assume pro-active leadership, demonstrate initiative, and lead by example in teamwork, cross-unit co-operation, information sharing
• Ability to maintain confidentiality of highly sensitive information
• Advanced skills in Microsoft Excel and PowerPoint
• Strong written and oral communication skills

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including competitive compensation, bonuses, and flexible benefits
• Continued opportunities for career advancement
• World-class sales training, coaching, and development opportunities
• Support from a dynamic, collaborative, progressive, and high performing team, as well as world-class tools and training
• Opportunity to achieve great success and grow your career with RBC

Job Skills

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

Address:

RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City:

TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

CHIEF LEGAL & ADMIN OFFICE GRP

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2025-06-04

Application Deadline:

2025-06-30

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.