Assistant Manager, Regulatory Trade Reporting (GWO)

Scotiabank; Toronto; On-site; CAD 60,000 - 100,000; Full time

Job summary

Join a purpose-driven team at a leading bank in the Americas, where you will support the Regulatory Reporting & Control function. As an Assistant Manager, you will handle daily controls, ensure compliance with trade reporting regulations, and collaborate with cross-functional teams. This role offers opportunities to develop expertise in regulatory requirements while contributing to a culture that values diversity and employee potential. With a focus on holistic well-being, this position provides a dynamic environment where your skills in business analysis and project management will be highly valued.

Benefits

Flexible Benefits

Holistic Well-Being Support

Diversity and Inclusion Initiatives

Qualifications

• Strong business analysis skills with project lifecycle experience.
• Knowledge of reporting regimes like MiFID II and SFTR is advantageous.

Responsibilities

• Ensure compliance of trade reporting activities with regulations.
• Prepare management reports and dashboards for various levels.

Skills

Business Analysis

Project Lifecycle Experience

Problem-Solving

Data Analysis

Communication Skills

Interpersonal Skills

Technical Skills (Power BI, Tableau, VBA)

Tools

Power BI

Tableau

VBA

Job description

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Job Title: Assistant Manager, Regulatory Trade Reporting (GWO)

Requisition ID: 223097

Join a purpose-driven, results-oriented team within an inclusive and high-performing culture.

Purpose

The Assistant Manager supports an efficient Regulatory Reporting & Control function within Global Wholesale Operations, handling daily controls and supporting projects.

Key Responsibilities

• Ensure compliance of trade and transaction reporting activities with regulations such as MIFID 2, CIRO, CAT, SFTR, SMMD, Electronic Bluesheets.
• Identify and escalate reporting issues via daily reconciliation controls.
• Prepare management reports and dashboards for various management levels.
• Remediate reporting issues and improve controls in collaboration with stakeholders, including Operational Risk Oversight, Technology, and Trade Repositories.
• Develop expertise in regulatory reporting requirements across jurisdictions.
• Analyze regulatory changes and support necessary internal adjustments.
• Collaborate with cross-functional teams to meet reporting obligations.
• Participate in change management projects to ensure robust reporting controls.
• Review and improve processes for efficiency and effectiveness.
• Create and maintain policies and procedures.
• Consider risk appetite and culture in daily activities and decisions.
• Maintain operational effectiveness and compliance with risk management frameworks, AML/ATF guidelines, and conduct standards.

Required Skills and Qualifications

• Strong business analysis skills and project lifecycle experience.
• Experience in daily controls, escalation, remediation, and reporting.
• Knowledge of reporting regimes like MiFID II, SFTR, CIRO, SMMD, CAT, FR2420, Bluesheets is advantageous.
• Excellent problem-solving, strategic thinking, organizational, and data analysis skills.
• Ability to work in fast-paced environments.
• Advanced communication skills for senior stakeholder engagement.
• Interpersonal skills to build stakeholder confidence.
• Technical skills: Power BI, Tableau, Data Structures, Documentation, VBA.

Interested?

At Scotiabank, we empower employees to reach their potential, respect individuality, and embrace diversity. We aim to grow and diversify our talent pool and foster a performance-oriented culture.

What’s in it for you?

We support holistic well-being with flexible benefits to meet your family, financial, physical, mental, and social health needs.

Location

Canada: Ontario: Toronto

About Scotiabank

We are a leading bank in the Americas, guided by our purpose: "for every future." We assist our customers and communities in achieving success through diverse financial services.

We value diversity and are committed to an inclusive environment. Accommodations are available upon request during the recruitment process. Candidates must apply online. Only shortlisted candidates will be contacted.

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