Analyst – Regulatory Client Outreach

IFG International Financial Group Ltd; Ontario; Hybrid; CAD 70,000 - 90,000; Full time

Job summary

A leading financial institution in Canada is seeking an Associate for Regulatory Client Outreach. This hybrid role requires expertise in Regulatory Compliance and Client Onboarding, with a focus on Capital Markets. Ideal candidates will have strong analytical and documentation skills, along with familiarity in dealing with institutional clients. The position offers an initial 12-month contract with potential for renewal.

Qualifications

• 3-5 years experience in Regulatory Compliance, Client Onboarding, and Trade Control.
• Familiarity with Capital Markets and institutional clients.

Skills

Regulatory Compliance

Client Onboarding

Trade Control

Research

Analysis

Documentation

Technical Skills

Job description

Our client, a Top 5 Bank in Canada, is looking to hire an Associate - Regulatory Client Outreach for their team with an initial 12-month contract, which is renewable. This role is currently hybrid in the Toronto office.

Candidate Requirements / Must-Have skills :

• Minimum of 3-5 years of experience in :
• Regulatory Compliance
• Client Onboarding
• Trade Control / Trade Desk Support or operations, preferably in the Capital Markets line of business

Familiarity with Capital Markets Clientele Business and product knowledge is essential. Familiarity with institutional clients, including Asset Managers, Insurance Companies, Pensions, Sovereign Wealth Funds is required. Good research, analysis, and documentation skills to collect, validate, and consolidate the required data / information into appropriate formats are necessary. Candidates should possess some technical skills and have a comfort level working with existing and new technology and software applications.

Nice to Have :

• Regulatory Environment - Financial Services - Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT, NMS, CIRO (IIROC)
• Knowledge of Retail, Commercial and Wealth Business and their clients in Financial Institutions is an asset
• Data management experience and applicable techniques

If you are interested in hearing more about this role, please send your updated resume in MS Word format to [emailprotected] .