Compliance Officer [MiFID]

Axis Group; Brussel Hoofdstad; Hybrid; EUR 60,000 - 90,000; Full time

Benefits offered by this job

Permanent CDI

Remote 2 days/week

Training & development

Job summary

Axis Group is seeking a Compliance Officer [MiFID] to guide regulatory practice across Belgian and European regulations. The role involves implementing robust compliance frameworks, monitoring controls, and promoting a culture of integrity while working on diverse business initiatives.

It is a permanent position with remote work flexibility and opportunities for professional growth. You will collaborate with multiple teams to ensure products and services comply with evolving laws, deliver

Qualifications

• Minimum 3 years in financial services compliance.
• Familiar with MiFID, consumer protections and related regulations.
• Proficient in verbal/written communication in French, Dutch, and English.
• Experience using AI tools to boost efficiency in compliance.
• Strong integrity and ability to work collaboratively across teams.

Responsibilities

• Provide guidance on Belgian and European regulatory issues to business partners.
• Execute and support second-line controls and monitoring processes.
• Advise on applicable laws and regulations for operations.
• Evaluate products, initiatives, and marketing materials for compliance.
• Track evolving regulations in Belgium and Europe and action accordingly.
• Update global and local compliance policies and procedures as needed.
• Integrate regulatory changes and best practices into the framework.
• Deliver training to employees on compliance topics.
• Contribute to review and approval of products/services and surveillance activities.
• Collaborate with various functions to maintain high control standards.

Skills

Regulatory compliance

Multilingual FR/NL/EN

AI for compliance

Team collaboration

Job description

Join us as a Compliance Officer [MiFID] and be at the forefront of safeguarding integrity within the financial services landscape! In this pivotal role, you will provide valuable guidance on compliance issues, ensuring that our organization adheres to both Belgian and European regulations. Collaborate with dynamic teams, develop robust compliance frameworks, and foster a culture of excellence while influencing key business initiatives. With a permanent contract and the flexibility of remote work, this opportunity promises not just job security, but also a commitment to your professional growth. Seize the chance to make a lasting impact.

Responsibilities

• You provide proactive and well-informed guidance to business partners regarding Belgian and European compliance and regulatory issues;
• You execute and assist in the development of regular second-line controls and monitoring processes, which include surveillance alerts for clients and employees;
• You advise the business on relevant laws and regulations applicable to their operations;
• You evaluate new products, business initiatives, control frameworks, and marketing materials to ensure compliance;
• You keep track of emerging legal developments in Belgium and Europe, assessing their relevance and determining necessary actions;
• You review and promptly update both global and local compliance policies and procedures;
• You integrate regulatory changes and industry best practices into the compliance framework;
• You provide necessary training to employees and foster a culture that emphasizes the importance of compliance;
• You contribute to the review and approval of products and services, marketing evaluations, surveillance, regulatory monitoring, and control oversight;
• You collaborate with various functions within the organization to uphold high standards of control and efficient processes;
• You safeguard client interests alongside maintaining the integrity and reputation of the organization.

Requirements

• Minimum of 3 years of pertinent experience within the financial services industry;
• Familiarity with regulations and compliance frameworks, including MiFID guidelines, consumer obligations, and protective measures for consumers;
• Proficient in managing both verbal and written communications in French, Dutch, and English;
• Demonstrated capability to leverage AI technologies to boost efficiency, streamline processes, and address business challenges;
• Skilled in exercising critical judgement regarding the ethical and responsible utilization of data and outputs produced by AI;
• A team-oriented individual who thrives in collaborative environments;
• Exhibits a strong sense of integrity in interactions with colleagues at both local and regional compliance levels;
• Highly organized in administrative tasks and responsibilities;
• Proactively identifies and tackles issues through a risk-aware perspective;
• Capable of recognizing challenges, formulating solutions, and seizing opportunities;
• Committed to enhancing the effectiveness of compliance control programs;
• Responsible, commercially astute, and eager to take initiative;
• Enjoys working collaboratively and is comfortable engaging with various teams.

Benefits

• Permanent employment contract (CDI) that ensures job security and stability;
• Enjoy the flexibility of working from home for 2 days each week, allowing for a better work-life balance;
• Our client is committed to professional growth, offering opportunities for training and development to enhance your skills and career progression.