Senior Risk & Compliance Leader – Financial Services

Insignia Financial

Sydney

On-site

AUD 120,000 - 180,000

Full time

9 days ago
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Job summary

Insignia Financial in Sydney is seeking an experienced Manager, Risk & Compliance to partner with senior leaders, drive risk maturity, and ensure regulatory obligations are met. You will embed risk and compliance into everyday decision-making and provide pragmatic advice on complex regulatory requirements, enabling the business to navigate change with confidence.

This role offers broad exposure across operational risk, regulatory compliance, governance, projects, and stakeholder engagement,

Qualifications

  • 6+ years' experience in risk, compliance, governance, or audit within financial services.
  • Experience in superannuation, wealth management, banking, or other regulated industries preferred.
  • Strong understanding of Australian financial services regulation and compliance requirements.
  • Proven ability to interpret complex regulatory obligations and provide pragmatic business advice, and support through execution.

Responsibilities

  • Partner with senior leaders on risk, compliance, and governance matters.
  • Lead the implementation and embedment of risk and compliance frameworks.
  • Drive a strong risk-aware culture across the Division.
  • Oversee risk, incident, issue, breach, and remediation management.
  • Provide regulatory advice and guidance on legislative change.
  • Support business projects and strategic initiatives with risk and compliance oversight.
  • Review and approve client/member communications and disclosure materials.
  • Prepare reporting for executives, Boards, committees, and regulators.

Skills

Risk management
Compliance
Governance
Stakeholder management
Regulatory advice
Communication
Change initiatives

Education

Diploma of Superannuation / Financial Planning
Tertiary qualification in Commerce / Finance / Economics / Law

Tools

Excel
Word
PowerPoint

Job description

Insignia Financial in Sydney is seeking an experienced Manager, Risk & Compliance to partner with senior leaders, drive risk maturity, and ensure regulatory obligations are met. You will embed risk and compliance into everyday decision-making and provide pragmatic advice on complex regulatory requirements, enabling the business to navigate change with confidence.

This role offers broad exposure across operational risk, regulatory compliance, governance, projects, and stakeholder engagement,

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