Risk & Compliance Manager: Governance & Regulation

IOOF Holdings Limited; Sydney; On-site; AUD 140,000 - 190,000; Full time

Job summary

IOOF Holdings Limited in Sydney seeks an experienced Manager, Risk & Compliance to partner with senior leaders and drive risk maturity across a key division. You will implement risk and compliance frameworks, ensure regulatory obligations are met, and advise on legislative change, with broad exposure to governance, operations, and project work.

Applicants must have 6+ years in financial services risk/compliance, exposure to superannuation or wealth, plus strong stakeholder skills.

Qualifications

• 6+ years in risk, compliance, governance, or audit within financial services.
• Experience in superannuation, wealth management, banking, or other regulated industries preferred.
• Strong understanding of Australian financial services regulation and compliance requirements.
• Ability to interpret complex regulatory obligations and provide pragmatic business advice.
• Excellent stakeholder management, influencing, and communication skills.
• Experience embedding risk frameworks, governance practices, and regulatory change initiatives.
• Diploma/degree in relevant fields is highly regarded.

Responsibilities

• Partner with senior leaders on risk, compliance, and governance matters.
• Lead the implementation and embedment of risk and compliance frameworks.
• Drive a strong risk-aware culture across the Division.
• Oversee risk, incident, issue, breach, and remediation management.
• Provide regulatory advice and guidance on legislative change.
• Support business projects and strategic initiatives with risk and compliance oversight.
• Review and approve client/member communications and disclosure materials.
• Prepare reporting for executives, Boards, committees, and regulators.

Skills

Stakeholder management

Regulatory knowledge

Communication skills

Microsoft Excel

Microsoft Word

PowerPoint

Education

Commerce/Finance/Accounting/Law degree

Diploma of Superannuation/Financial Planning

Tools

Microsoft Excel

Microsoft Word

PowerPoint

Job description

IOOF Holdings Limited in Sydney seeks an experienced Manager, Risk & Compliance to partner with senior leaders and drive risk maturity across a key division. You will implement risk and compliance frameworks, ensure regulatory obligations are met, and advise on legislative change, with broad exposure to governance, operations, and project work.

Applicants must have 6+ years in financial services risk/compliance, exposure to superannuation or wealth, plus strong stakeholder skills.