Senior Compliance Advisor — Asset Management

JS Careers Pty; Sydney; On-site; AUD 210,000 - 280,000; Part time

Job summary

JS Careers Pty is seeking a Compliance Director for Investment Management on a 12-month contract in Sydney. You will provide practical compliance guidance across asset management activities, including public funds, and partner with senior stakeholders to navigate Australian regulatory requirements.

Reporting into the regional head of compliance, you will lead policy development, incident assessment, regulatory inquiries, and board-level reporting to support robust control environments.

Qualifications

• Experience in a comparable compliance role within asset management or banking
• Relevant risk management or legal experience
• Strong understanding of compliance risk management in the Australian regulatory environment
• Sound judgement and a practical, detail focused approach

Responsibilities

• Providing compliance advice across asset management activities with a focus on public funds
• Assessing compliance incidents and supporting engagement with regulators where required
• Responding to investor due diligence requests relating to managed funds
• Managing regulatory enquiries and assessing the impact of regulatory developments
• Reviewing new product proposals and supporting implementation activity
• Monitoring and testing key controls and processes
• Drafting, updating and implementing compliance policies and procedures
• Preparing Compliance Committee and Board papers, and managing regulatory findings

Job description

JS Careers Pty is seeking a Compliance Director for Investment Management on a 12-month contract in Sydney. You will provide practical compliance guidance across asset management activities, including public funds, and partner with senior stakeholders to navigate Australian regulatory requirements.

Reporting into the regional head of compliance, you will lead policy development, incident assessment, regulatory inquiries, and board-level reporting to support robust control environments.