Risk & Compliance Manager — 12-Month Part-Time

E&P Financial Group; Sydney; On-site; AUD 55,000 - 65,000; Part time

Benefits offered by this job

Breakfast options

Purchased annual leave

Wellness initiatives

Active social calendar

Job summary

E&P Financial Group in Sydney, Australia, seeks a Manager – Risk & Compliance for a 12-month, part-time contract (approx. 4 days/22.8 hours per week).

The role supports the Risk & Compliance team, handling daily operations and collaborating with Wealth, Institutional Equities, Research and Corporate Advisory. Requirements include 5+ years in risk or compliance within financial services and a bachelor’s degree in any discipline; law/commerce/finance/accounting preferred.

Qualifications

• Minimum 5+ years of risk and/or compliance experience in financial services.
• Bachelor's degree in any discipline; law/commerce/finance/accounting preferred.

Responsibilities

• Provide ongoing compliance support and advice to representatives and stakeholders.
• Enhance Line 2 supervision and monitoring framework.
• Conduct ongoing and thematic supervision and monitoring, incl. AML/CTF and privacy.
• Review and improve policies and procedures.
• Prepare reports for the Board and Risk/Compliance Committees or senior management.
• Support divisional Risk and Control Self-Assessments.
• Participate in project work aligning with regulatory requirements.
• Monitor regulatory changes and assist in rollout.
• Assist with licensing registrations, renewals and submissions.
• Assist with regulatory notifications and requests.
• Investigate potential incidents and breaches.
• Design and deliver staff training across the group.

Skills

Risk management

Compliance

Regulatory knowledge

Stakeholder communication

Education

Bachelor's degree in any discipline

Job description

E&P Financial Group in Sydney, Australia, seeks a Manager – Risk & Compliance for a 12-month, part-time contract (approx. 4 days/22.8 hours per week).

The role supports the Risk & Compliance team, handling daily operations and collaborating with Wealth, Institutional Equities, Research and Corporate Advisory. Requirements include 5+ years in risk or compliance within financial services and a bachelor’s degree in any discipline; law/commerce/finance/accounting preferred.