Governance & Compliance Oversight Associate

Perpetual; Sydney; On-site; AUD 90,000 - 130,000; Full time

Benefits offered by this job

Hybrid working

Annual wellbeing allowance

Study support

Professional development

Job summary

Perpetual in Sydney is seeking a Governance and Oversight Associate to support advertising, marketing and distribution oversight activities within Perpetual Corporate Trust. You will work with investment managers, distributors and compliance professionals to deliver accurate governance analysis and DDO reporting, while maintaining rigorous records and ensuring regulatory alignment.

Strong analytical and communication skills are essential, along with a degree in law, business, commerce or

Qualifications

• Degree or higher in law, business, commerce or economics.
• 1+ years experience in funds management, financial services, governance, compliance, risk, legal or related environment.

Responsibilities

• Review advertising and marketing materials against relevant regulatory requirements.
• Check that marketing content aligns with investment managers' strategies and DDO compliance requirements.
• Support the delivery of the Distributor Management and Oversight Framework within required policy timeframes.
• Issue and track material distributor questionnaires and follow up outstanding responses.
• Conduct detailed reviews as part of the material distributor oversight process.
• Prepare DDO analysis and reporting for management and the Board.
• Maintain accurate records, trackers and supporting documentation.

Skills

Analytical thinking

Problem solving

Written communication

Verbal communication

Regulatory knowledge

Education

Bachelor's degree in law/business/commerce/economics

Job description

Perpetual in Sydney is seeking a Governance and Oversight Associate to support advertising, marketing and distribution oversight activities within Perpetual Corporate Trust. You will work with investment managers, distributors and compliance professionals to deliver accurate governance analysis and DDO reporting, while maintaining rigorous records and ensuring regulatory alignment.

Strong analytical and communication skills are essential, along with a degree in law, business, commerce or