Compliance Specialist

Linking Careers; Sydney; On-site; AUD 90,000 - 130,000; Full time

Job summary

Linking Careers in Sydney is pleased to present a Compliance Specialist role within a rapidly expanding financial services team. You will support ongoing AFSL obligations, monitor distributor arrangements, and help maintain the compliance framework to drive practical business outcomes.

This is ideal for a detail-oriented professional with 2–3 years in a similar role who wants primary responsibility for license compliance, complaints handling, policy maintenance, and contributing to audits and

Qualifications

• 2-3 years in a similar role
• sound understanding of AFSL obligations
• experience managing complaints
• experience maintaining compliance framework

Responsibilities

• Monitoring of distributor arrangements
• Coordinate complaints, breaches and reportable situations
• Maintain compliance policies and registers
• Support training and CPD programs
• Assist with regulatory change implementation and audit/assurance activities

Skills

AFSL obligations understanding

Complaints management

Compliance framework maintenance

Attention to detail

Regulatory requirements

Job description

Newly created role, rapidly expanding organisation

Add value through sharing your passion for compliance

We are pleased to offer a new opportunity to the Sydney market for a Compliance Specialist to join this thriving organisation. This is an excellent opportunity for an emerging compliance professional looking to expand their experience within a leading financial services organisation while contributing to a strong compliance culture and supporting practical business outcomes.

We are seeking a motivated and detail-oriented Compliance Specialist to support the ongoing operation and ensure that regulatory obligations are met. You will be responsible for maintaining AFSL compliance framework by;

• Monitoring of all distributor arrangements,
• Coordinate complaints, breaches and reportable situations,
• Maintain compliance policies and registers,
• Support training and CPD programs,
• Assist with regulatory change implementation, and contribute to audit and assurance activities.

This role ideally suits someone with 2-3 years in a similar role who is keen to advance and take on primary responsibility for license compliance. It is essential that you have sound understanding of AFSL obligations, experience managing complaints and experience maintaining compliance framework.

The successful candidate will reap the rewards of working for a people oriented organisation, enjoying lots of employee benefits, social events, investment in personal development and accelerated career advancement.