Senior Compliance Officer – CFD/Forex (AFSL Focus)

TMGM; Sydney; On-site; AUD 120,000 - 180,000; Full time

Benefits offered by this job

Competitive remuneration

Bonus opportunities

Flexible working arrangements

Health and wellbeing benefits

Job summary

TMGM in Sydney is seeking a Senior Compliance Officer to support Australian and global operations, applying CFD/FOREX regulatory expertise across licensing, AFSL obligations, compliance monitoring and strategic initiatives in a fast-paced international environment.

Responsibilities include managing licensing applications, regulatory submissions, monitoring deadlines, liaising with regulators and advisers, updating policies and internal controls, and providing practical guidance to internal teams

Qualifications

• At least three years’ relevant compliance, regulatory or legal experience.
• Experience applying Australian regulatory requirements to CFDs, forex and online broking.
• Strong knowledge of AFSL obligations and Australian regulatory framework.

Responsibilities

• Complete licensing applications, renewals, variations and ongoing regulatory requirements across jurisdictions.
• Coordinate licensing documentation, submissions and statutory filings.
• Monitor regulatory deadlines and escalate material risks or delays.

Skills

Regulatory compliance

AFSL obligations

AML/CTF

Regulatory reporting

Stakeholder management

Bilingual English/Mandarin

Legal/regulatory research

Education

Legal/Compliance qualifications

Job description

TMGM in Sydney is seeking a Senior Compliance Officer to support Australian and global operations, applying CFD/FOREX regulatory expertise across licensing, AFSL obligations, compliance monitoring and strategic initiatives in a fast-paced international environment.

Responsibilities include managing licensing applications, regulatory submissions, monitoring deadlines, liaising with regulators and advisers, updating policies and internal controls, and providing practical guidance to internal teams