Compliance Manager

Perigon Group; Brisbane; On-site; AUD 130,000 - 180,000; Full time

Job summary

Perigon Group in Brisbane is seeking an experienced AFSL compliance professional to lead regulatory obligations across our wholesale financial services business. You will oversee AFSL licensing conditions, develop and maintain the compliance framework, and embed robust monitoring, reporting and governance processes.

You will collaborate with senior leadership and stakeholders across finance, treasury, operations and risk to ensure practical regulatory guidance supports sustainable growth and

Qualifications

• Proven experience with AFSL obligations, licence conditions and compliance monitoring.
• Strong regulatory reporting and monitoring capabilities across financial services.
• Ability to interpret regulatory requirements and engage confidently with senior stakeholders.

Responsibilities

• Oversee AFSL obligations across the organisation.
• Maintain and enhance the compliance framework and monitoring programs.
• Provide practical regulatory guidance to finance, treasury, operations and risk functions.
• Report to senior leadership on compliance performance and governance.

Skills

AFSL compliance

Regulatory reporting

Stakeholder engagement

Job description

An excellent opportunity has become available for an experienced AFSL compliance professional to join a market leading financial services business in Brisbane.

Operating within a sophisticated wholesale financial services environment, the business has an established market presence, ambitious growth plans and a leadership team committed to maintaining a strong risk and compliance culture.

Working closely with senior leadership, this position will play an important role in overseeing the organisation's Australian Financial Services Licence (AFSL) obligations, ensuring regulatory requirements are effectively monitored, managed and embedded across the business.

The Opportunity

This is a broad, hands-on compliance role offering genuine ownership and exposure to a range of wholesale financial services activities. The position will have particular involvement in regulatory obligations associated with securitisation, custody arrangements, trust management, fund administration and related financial products.

You will be responsible for maintaining and enhancing the organisation's AFSL compliance framework, including ongoing compliance monitoring, regulatory reporting, obligations management and oversight of relevant licence conditions.

Importantly, you'll work closely with stakeholders across finance, treasury, operations and risk, providing practical regulatory guidance and helping ensure compliance requirements support the organisation's continued growth.

About You

We are looking for an experienced compliance professional who combines strong technical knowledge of Australian financial services regulation with a practical, commercially minded approach.

You will ideally bring demonstrated experience working with AFSL obligations, including compliance monitoring, regulatory reporting, licence conditions and the development or maintenance of compliance frameworks.

Candidates from institutional financial services, fund administration, corporate trustee businesses or specialist AFSL compliance advisory environments are encouraged to apply.Experience within wholesale financial services will be particularly well suited.

While direct exposure to every aspect of these activities is not essential, the ability to interpret regulatory requirements, independently manage compliance responsibilities and engage confidently with senior stakeholders will be important.

What's on Offer

This is an opportunity to join a growing and commercially progressive financial services organisation where compliance plays an important role in supporting sustainable growth.

You’ll enjoy direct access to an experienced and approachable leadership team, genuine autonomy in your role and the opportunity to contribute to the ongoing development of the organisation's compliance and governance frameworks.

The breadth of the position offers exposure to a variety of financial services activities, making it an attractive opportunity for someone looking to broaden their regulatory experience while taking ownership of a meaningful compliance function.