Senior Compliance Counsel – Investment Fund, Abu Dhabi

Pennell Hart

Abu Dhabi

On-site

AED 600,000 - 900,000

Full time

11 days ago
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Job summary

Pennell Hart, a Legal & Compliance specialist Executive Search firm, is seeking a Senior Compliance Counsel for a sovereign wealth fund based in Abu Dhabi. The candidate will lead policy updates, risk monitoring, and ethics training, ensuring alignment with international best practice.

A minimum of 12 years’ generalist experience in an investment environment is required, with exposure to Restrictive Securities.

Qualifications

  • 12+ years of ethics and compliance experience in an investment environment.
  • Experience with Restrictive Securities.
  • Legal degree and CCEP certification required.
  • Strong knowledge of laws and regulations applicable to sovereign wealth funds.

Responsibilities

  • Review and update policies and procedures to align with laws.
  • Conduct compliance monitoring and risk assessment.
  • Review audit reports and lead ethics and compliance training.
  • Enhance ethics and compliance program to international best practice.
  • Drive ethics and compliance culture within the organization.

Skills

Regulatory compliance
Risk management
Policy development
Training programs

Education

Law degree
CCEP certification

Job description

Pennell Hart, a Legal & Compliance specialist Executive Search firm, is seeking a Senior Compliance Counsel for a sovereign wealth fund based in Abu Dhabi. The candidate will lead policy updates, risk monitoring, and ethics training, ensuring alignment with international best practice.

A minimum of 12 years’ generalist experience in an investment environment is required, with exposure to Restrictive Securities.

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