Regulatory Compliance - Assistant Manager

Dicetek LLC; Abu Dhabi; On-site; AED 180,000 - 240,000; Full time

Job summary

Dicetek LLC is seeking a Regulatory Compliance Assistant Manager in Abu Dhabi to support design, implementation, and monitoring of the compliance framework aligned with CBUAE guidelines. You will coordinate with risk, legal, operations, and finance to ensure timely filings and maintain governance culture.

The role involves policy development, compliance testing, audits, and escalation of non-compliance to senior management, promoting ethical conduct and ongoing regulatory vigilance across the

Qualifications

• Bachelor's degree in Banking, Fintech or Finance field or equivalent.
• 5 years in Banking, Fintech or Finance Company.
• ACAMS, CFE, or other compliance certifications.
• Knowledge of UAE laws, regulations and GRC practices.

Responsibilities

• Support design, implementation and monitoring of the regulatory compliance framework.
• Ensure timely regulatory filings and returns.
• Monitor changes in laws and guidelines; update policies and SOPs.
• Conduct compliance testing and internal reviews.
• Coordinate with risk, legal, operations, finance and other stakeholders to ensure regulatory adherence.
• Support regulatory inspections and audits; maintain trackers and documentation.
• Escalate potential non-compliance to senior management; promote governance culture.

Skills

Regulatory Compliance

CBUAE Regulations

Governance

Education

Bachelor's degree

ACAMS

CFE

Job description

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  A Regulatory Compliance Assistant Manager is responsible for supporting the design, implementation, and ongoing monitoring of the organization’s complianceframework in line with applicable regulations issued by the CBUAE and other relevant regulatory authorities.The role involves ensuring timely regulatory filings and returns, monitoring changes in laws and guidelines, assisting in the development and review of internal policies and SOPs, conducting compliance testing and internal reviews, coordinating with internal stakeholders (risk, legal, operations, finance, etc) to ensure adherence to regulatory requirements, supporting regulatory inspections and audits, maintaining compliance trackers and documentation, and escalating potential non-compliance issues to senior management while promoting a strong culture of governance and ethical conduct across the organization.

  
  

Desired Candidate Profile

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  Education: Minimum bachelor's degree, with additional professional certifications preferredExperience: . 5 years in Banking, Fintech or Finance CompanyCertifications: . ACAMS, CFE, or other similar compliance related certificationsDomain Expertise:Regulatory Compliance ExperienceACAMSKnowledge of UAE Laws and Regulations GRCExperience in managing senior management / executive stakeholdersSkillsRegulatory ComplianceCBUAE RegulationsCompliance Framework