AVP, Compliance Assurance & Risk Testing

First Abu Dhabi Bank (FAB); Abu Dhabi; On-site; AED 180,000 - 300,000; Full time

Job summary

First Abu Dhabi Bank (FAB) is seeking a Compliance Assurance professional to establish and execute risk-based testing to ensure adherence to Group Compliance policies and regulatory requirements within the UAE. The role requires coordinating with various departments, developing testing plans and delivering reports that highlight deficiencies for remediation.

The ideal candidate has 4+ years in banking or auditing, with experience in compliance monitoring and testing activities, and a

Qualifications

• Bachelor’s Degree or Higher in Management, Banking or Finance, preferably with certification in compliance, corporate governance, risk management or internal audit.

Responsibilities

• Perform testing reviews within the Group.
• Support in the development of the annual UAE testing plan, testing schedules and associated working papers.
• Consult with relevant departments in the UAE to ensure coverage, scope and approach to delivering reviews are planned and targeted.
• Execute Compliance testing reviews (desk/thematic) in accordance with the testing plan and procedure, including control design assessment and operational effectiveness testing.
• Prepare testing reports and track business unit remediation activity.
• Contribute as a thought-leader to evaluating and refining Compliance Testing and review methodologies, coordinating with local and global colleagues to determine and implement firm-wide and industry best practices.
• Upload issues identified on Compliance issue management system.
• Support Compliance Assurance team members on any ad hoc tasks as applicable.

Skills

Compliance testing

Risk assessment

Regulatory knowledge

Internal audit

Education

Bachelor’s Degree in Management/Banking/Finance

Job description

First Abu Dhabi Bank (FAB) is seeking a Compliance Assurance professional to establish and execute risk-based testing to ensure adherence to Group Compliance policies and regulatory requirements within the UAE. The role requires coordinating with various departments, developing testing plans and delivering reports that highlight deficiencies for remediation.

The ideal candidate has 4+ years in banking or auditing, with experience in compliance monitoring and testing activities, and a