Wealth Management Compliance Coordinator

Conova Financial Recruitment; Cape Town; Presencial; ZAR 240 000 - 360 000; Tempo integral

Resumo da oferta

Conova Financial Recruitment represents an established Wealth Management firm seeking a Compliance Administrator. You will support the internal compliance team, ensuring that all compliance activities are carried out accurately and efficiently, and you will collaborate with multiple departments to uphold FAIS and FICA compliance.

Responsibilities include drafting and updating compliance documentation, maintaining records for audits, coordinating remediation projects, and managing Commpay and

Qualificações

• Degree or compliance qualification from a reputable institution.
• 3+ years in an admin role with FAIS & FICA compliance experience.
• Proficient in MS Office; RE5 or SharePoint advantageous.
• Accuracy, attention to detail and ability to work under pressure.

Responsabilidades

• Assist with drafting and updating compliance documentation, including policies, procedures, risk assessments and audit reports.
• Maintain accurate compliance records and registers, ensuring documentation is up to date and readily available for audits.
• Coordinate compliance projects and remediation activities, monitor progress and ensure outstanding issues.
• Manage Commpay and Xplan commission lodgements for Wealth Managers, including capturing estimates and actuals, liaising with the Fees Department, reviewing submissions and ensuring monthly lodgements are completed accurately.

Conhecimentos

Attention to detail

Under pressure

Quality minded

Formação académica

Relevant degree or compliance qualification

Ferramentas

MS Excel

MS Word

Outlook

PowerPoint

SharePoint

RE5

Descrição da oferta de emprego

Conova Financial Recruitment represents an established Wealth Management firm seeking a Compliance Administrator. You will support the internal compliance team, ensuring that all compliance activities are carried out accurately and efficiently, and you will collaborate with multiple departments to uphold FAIS and FICA compliance.

Responsibilities include drafting and updating compliance documentation, maintaining records for audits, coordinating remediation projects, and managing Commpay and