Senior Compliance Officer - Financial Sector Regulation

Placements24; Polokwane; Hybrid; ZAR 600.000 - 900.000; Vollzeit

Benefits dieser Stelle

Competitive salary

Medical aid and retirement fund

Annual leave and professional growth

Zusammenfassung

Placements24 is seeking an experienced Senior Compliance Officer in Polokwane, Limpopo. The role focuses on developing and monitoring compliance programs, advising on regulatory matters, and ensuring adherence to FAIS, FICA, and POPIA through audits and training.

The successful candidate will lead risk assessments, liaise with regulators, and drive a culture of integrity while operating in a hybrid work environment balancing in-office collaboration with remote flexibility.

Qualifikationen

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 5 years of experience in a compliance role within the financial services sector.
• Proven knowledge of South African financial regulations (e.g., FAIS Act, FICA, POPIA).
• Experience conducting compliance risk assessments and developing internal controls.
• Excellent written and verbal communication skills.
• Ability to work independently and manage multiple priorities.

Aufgaben

• Develop, implement, and maintain the company's compliance framework and policies.
• Monitor regulatory changes and assess their impact on the business.
• Conduct regular compliance risk assessments and audits across different business units.
• Provide expert advice and training to employees on compliance matters and regulatory requirements.
• Investigate potential compliance breaches and recommend corrective actions.
• Liaise with regulatory bodies and external auditors on compliance-related matters.
• Prepare and submit regulatory reports as required.
• Maintain accurate records of compliance activities and documentation.
• Stay updated on industry best practices in compliance and risk management.
• Promote a strong culture of compliance throughout the organization.

Kenntnisse

Analytical skills

Problem-solving

Investigative skills

Communication skills

Regulatory knowledge

Compliance software proficiency

Ausbildung

Bachelor's degree in Law, Finance, Business Administration, or related field

Tools

Compliance software

Jobbeschreibung

About the Role A leading financial services provider in Polokwane is seeking an experienced Senior Compliance Officer to join their dedicated team. This role is instrumental in ensuring that the company adheres to all relevant financial regulations, laws, and internal policies. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance on regulatory matters to various departments. The ideal candidate will have a strong understanding of the South African financial regulatory landscape and a proven ability to navigate complex compliance challenges. This is a significant opportunity to contribute to the integrity and operational excellence of a reputable financial institution. The position is based in Polokwane, Limpopo, utilizing a hybrid work model that balances in-office collaboration with remote flexibility.

Key Responsibilities

• Develop, implement, and maintain the company's compliance framework and policies.
• Monitor regulatory changes and assess their impact on the business.
• Conduct regular compliance risk assessments and audits across different business units.
• Provide expert advice and training to employees on compliance matters and regulatory requirements.
• Investigate potential compliance breaches and recommend appropriate corrective actions.
• Liaise with regulatory bodies and external auditors on compliance-related matters.
• Prepare and submit regulatory reports as required.
• Maintain accurate records of compliance activities and documentation.
• Stay updated on industry best practices in compliance and risk management.
• Promote a strong culture of compliance throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 5 years of experience in a compliance role within the financial services sector.
• In-depth knowledge of South African financial regulations (e.g., FAIS Act, FICA, POPIA).
• Proven experience in conducting compliance risk assessments and developing internal controls.
• Excellent analytical, problem-solving, and investigative skills.
• Strong understanding of ethical principles and regulatory governance.
• Proficiency in compliance management software and tools.
• Excellent written and verbal communication skills.
• Ability to work independently and manage multiple priorities effectively.

Benefits

• Our client offers a competitive salary, performance-based incentives, and a comprehensive benefits package including medical aid, retirement fund, and annual leave.
• Opportunities for professional development and continuous learning are provided.
• The hybrid work model in Polokwane, Limpopo, offers flexibility and work-life balance.
• Join a team committed to upholding the highest standards of integrity and compliance.