Senior Compliance Manager, Financial Services

FirstRand Bank Limited; Johannesburg; On-site; ZAR 900,000 - 1,500,000; Full time

Job summary

FirstRand Bank Limited is seeking an experienced Compliance Manager to provide dedicated compliance oversight for the Toyota Financial Services portfolio within WesBank. You will partner with business stakeholders to ensure regulatory adherence, implement risk management practices, and promote governance and ethical conduct.

The role requires expertise in NCA, CPA, FAIS, FICA, POPIA and AML/KYC, with a focus on end-to-end compliance management and stakeholder engagement within financial

Qualifications

• Bachelor's degree or equivalent in Law, Compliance, Risk Management, Finance or Commerce.
• Minimum 5 years' experience in a Compliance Specialist, Senior Compliance Officer, or Compliance Manager role in Financial Services.
• Experience in end-to-end compliance risk management and regulatory advisory.
• Experience developing and implementing Compliance Risk Management Plans (CRMPs).
• Strong knowledge of NCA, CPA, FAIS, FICA, POPIA and AML/KYC requirements.
• Experience conducting compliance monitoring, risk assessments, and control effectiveness reviews.

Responsibilities

• Provide compliance advisory support to business stakeholders.
• Interpret regulatory requirements and communicate them in a practical business context.
• Develop and maintain CRMPs and compliance monitoring programmes.
• Identify compliance risks, control weaknesses and remediation actions.
• Conduct monitoring and report on outcomes, trends and KPIs.
• Investigate and escalate compliance incidents and regulatory concerns.
• Deliver regulatory training and awareness initiatives.
• Build strong relationships with internal and external stakeholders.
• Monitor customer feedback and align processes to maximise efficiencies.
• Provide regular reports on service delivery against SLAs.

Skills

Regulatory compliance

Risk management

Stakeholder engagement

Regulatory advisory

Education

Bachelor's degree in Law or related field

Job description

FirstRand Bank Limited is seeking an experienced Compliance Manager to provide dedicated compliance oversight for the Toyota Financial Services portfolio within WesBank. You will partner with business stakeholders to ensure regulatory adherence, implement risk management practices, and promote governance and ethical conduct.

The role requires expertise in NCA, CPA, FAIS, FICA, POPIA and AML/KYC, with a focus on end-to-end compliance management and stakeholder engagement within financial