Remote Compliance Officer (Financial Services)

Placements24; LegKraal Gate; Hybrid; ZAR 700,000 - 1,100,000; Full time

Benefits offered by this job

Fully remote position

Competitive salary

Professional development opportunities

Bonuses

Advanced collaboration tools

Job summary

Placements24 is seeking a Remote Compliance Officer for a rapidly expanding FinTech company in South Africa. You will oversee the regulatory compliance framework, ensure FAIS/FICA/POPIA adherence, and lead the development of policies in a fully remote role.

The ideal candidate has 6+ years in financial services compliance, strong analytical skills, and experience implementing robust compliance programs. Remote work offers flexibility and growth potential within a compliant, dynamic environment.

Qualifications

• Tertiary qualification in Law, Finance, or related field.
• Minimum of 6 years in a compliance role within financial services.
• Deep knowledge of SA regulations including FAIS, FICA, POPIA.
• Experience in developing and implementing compliance programs.

Responsibilities

• Develop, implement, and maintain compliance policies and procedures.
• Monitor regulatory changes and ensure ongoing compliance.
• Conduct regular compliance risk assessments and mitigation.
• Oversee internal audits and investigations related to compliance.
• Provide staff training on compliance requirements and best practices.
• Manage regulatory reporting and liaise with regulators.
• Investigate breaches and advise on corrective actions.
• Stay updated on industry best practices in financial services compliance.
• Develop and manage the company's compliance management system.

Skills

Regulatory compliance

Risk assessment

Analytical skills

Communication skills

Remote work

Education

Law/Finance degree

Tools

Compliance software

MS Office

Job description

About the Role

Our client, a rapidly expanding FinTech company, is seeking a dedicated and experienced Remote Compliance Officer to oversee its regulatory compliance framework. This position is entirely remote, allowing for exceptional flexibility for qualified individuals across South Africa. The successful candidate will be responsible for ensuring adherence to all relevant financial services regulations, developing and implementing compliance policies, and conducting risk assessments. This is a critical role that requires a deep understanding of the regulatory landscape, including FAIS, FICA, and POPIA. You will be a key player in safeguarding the company's integrity and reputation by maintaining the highest standards of compliance. This role is perfect for a self-motivated professional who thrives in a dynamic, remote work environment and has a passion for regulatory affairs in the financial services sector.

Key Responsibilities

• Develop, implement, and maintain comprehensive compliance policies and procedures.
• Monitor regulatory changes and ensure the company remains compliant with all applicable laws and regulations (e.g., FAIS, FICA, POPIA).
• Conduct regular compliance risk assessments and implement mitigation strategies.
• Oversee internal audits and investigations related to compliance matters.
• Provide training and guidance to staff on compliance requirements and best practices.
• Manage regulatory reporting requirements and liaise with regulatory bodies.
• Investigate and resolve compliance breaches and advise on corrective actions.
• Maintain up-to-date knowledge of industry best practices in financial services compliance.
• Develop and manage the company's compliance management system.

Requirements

• Relevant tertiary qualification in Law, Finance, or a related field.
• Minimum of 6 years of experience in a compliance role within the financial services industry.
• In-depth knowledge of South African financial services regulations, including FAIS, FICA, and POPIA.
• Proven experience in developing and implementing compliance programs.
• Strong analytical, problem-solving, and risk assessment skills.
• Excellent written and verbal communication skills, with the ability to explain complex regulations clearly.
• Ability to work independently and manage multiple priorities in a remote setting.
• High level of integrity and ethical conduct.
• Proficiency in compliance management software and MS Office Suite.
• Previous experience with a FinTech or online financial services provider is highly advantageous.

Benefits

• This fully remote position offers unparalleled flexibility and autonomy, allowing you to structure your workday effectively.
• Our client offers a highly competitive salary, commensurate with your experience and expertise in financial compliance.
• Opportunities for professional development, including advanced compliance certifications and courses, are provided.
• You will be part of a growing and innovative company with a strong emphasis on compliance and ethical conduct.
• Our client utilizes advanced remote collaboration tools to foster seamless teamwork.
• Access to necessary resources and a supportive virtual environment are guaranteed.
• Performance bonuses may be awarded.
• This role offers significant impact and responsibility within the organization.