Lead Compliance Officer

Placements24; Polokwane; Presencial; ZAR 1.200.000 - 1.800.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical aid

Performance bonuses

Career growth opportunities

Descripción de la vacante

Placements24 is seeking a highly experienced Lead Compliance Officer to oversee and enhance the compliance framework within the Banking & Finance sector. Based in Polokwane, Limpopo, the role requires a deep regulatory knowledge and proactive risk management to ensure adherence to laws.

You will develop, implement, and monitor policies, lead audits, manage AML/KYC programs, and liaise with regulators and external auditors.

Formación

• University degree in a relevant field; professional compliance certifications are a plus.
• Minimum 7 years of experience in compliance, risk management or audit within financial services.
• Deep knowledge of banking regulations, AML/KYC and related legislation.

Responsabilidades

• Develop, implement, and maintain comprehensive compliance programs and policies.
• Conduct regular compliance risk assessments and audits across business units.
• Investigate potential compliance breaches and recommend corrective actions.
• Stay updated on changes in financial regulations and update policies accordingly.
• Provide training and guidance to employees on compliance matters.
• Liaise with regulatory bodies and external auditors on behalf of the company.
• Prepare detailed compliance reports for senior management and the board.
• Manage AML and KYC programs and oversee related technology solutions.

Conocimientos

Leadership

Regulatory knowledge

Risk management

Analytical skills

Communication skills

Educación

University degree in Law/Finance/Business Administration or related field

Professional compliance certifications (desirable)

Herramientas

Compliance software

Auditing tools

Descripción del empleo

About the Role

Our client is seeking a highly experienced and diligent Lead Compliance Officer to oversee and enhance their compliance framework within the Banking & Finance sector. Based in Polokwane, Limpopo , this pivotal role requires a deep understanding of regulatory requirements and a proactive approach to risk management. The Lead Compliance Officer will be responsible for developing, implementing, and monitoring compliance policies and procedures to ensure adherence to all relevant laws and regulations. This is an opportunity to make a significant impact on the operational integrity of a major financial institution.

Key Responsibilities

• Develop, implement, and maintain comprehensive compliance programs and policies.
• Conduct regular compliance risk assessments and audits across all business units.
• Investigate potential compliance breaches and recommend appropriate corrective actions.
• Stay abreast of changes in financial regulations and ensure timely updates to internal policies and procedures.
• Provide training and guidance to employees on compliance matters and best practices.
• Liaise with regulatory bodies and external auditors on behalf of the company.
• Prepare detailed compliance reports for senior management and the board of directors.
• Manage the company's anti-money laundering (AML) and know your customer (KYC) programs.
• Oversee the development and implementation of compliance-related technology solutions.

Requirements

• University degree in Law, Finance, Business Administration, or a related field.
• Professional compliance certifications are highly desirable.
• Minimum of 7 years of experience in compliance, risk management, or audit within the financial services industry.
• In-depth knowledge of banking regulations, AML/KYC requirements, and relevant legislation.
• Proven experience in developing and implementing compliance programs.
• Strong analytical and problem-solving skills, with meticulous attention to detail.
• Excellent communication, interpersonal, and leadership skills.
• Ability to manage multiple projects simultaneously and meet tight deadlines.
• Experience in risk assessment and control frameworks.
• Proficiency in compliance management software and standard office applications.

Benefits

This role offers a competitive remuneration package, comprehensive medical aid, and performance-based bonuses. Our client provides extensive opportunities for professional growth and development in a stable and reputable organization located in Polokwane, Limpopo . The position is based in the office, requiring full-time commitment to ensure robust oversight of compliance activities in the Banking & Finance industry.