Compliance Officer - Financial Services

Placements24; Gauteng; Remote; ZAR 720,000 - 960,000; Full time

Benefits offered by this job

Competitive salary

Fully remote work arrangement

Professional development opportunities

Collaborative team environment

Opportunity to work with a leading SAf

Job summary

Placements24 in Pretoria is seeking a dedicated Compliance Officer to ensure adherence to SA laws and internal policies within financial services. You will work across departments to implement and monitor programs, conduct audits, and guide regulatory requirements.

The role emphasizes proactive risk identification, training staff, and timely regulatory reporting. Join a well-established firm committed to ethical practices and professional development.

Qualifications

• Bachelor's degree in Law, Finance, or related field.
• Minimum 4 years of compliance experience in banking/financial sector.
• Thorough knowledge of South African financial regulations (FAIS, FICA, POPIA).

Responsibilities

• Develop, implement, and maintain compliance programs and policies.
• Monitor regulatory changes and update policies and procedures accordingly.
• Conduct internal audits and investigations to assess compliance levels.
• Provide training and guidance on compliance matters and regulatory requirements.
• Prepare and submit regulatory reports to authorities accurately and on time.
• Investigate customer complaints related to compliance issues and ensure timely resolution.

Skills

Analytical skills

Attention to detail

Communication skills

Regulatory knowledge

Education

Bachelor's degree (Law/Finance/Business Admin)

Job description

About the Role

Our client in Pretoria is looking for a dedicated and detail-oriented Compliance Officer to ensure adherence to all relevant laws, regulations, and internal policies within their financial services operations. This role is critical in maintaining the company's integrity and reputation by proactively identifying and addressing compliance risks. You will work closely with various departments to implement and monitor compliance programs, conduct internal audits, and provide guidance on regulatory requirements. This is an excellent opportunity for a compliance professional to make a significant impact in a well-established organization committed to ethical business practices.

Key Responsibilities

• Develop, implement, and maintain robust compliance programs and policies.
• Monitor regulatory changes and ensure the organization's policies and procedures are updated accordingly.
• Conduct internal audits and investigations to assess compliance levels and identify potential breaches.
• Provide training and guidance to employees on compliance matters and regulatory requirements.
• Prepare and submit regulatory reports to relevant authorities accurately and on time.
• Investigate customer complaints related to compliance issues and ensure timely resolution.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 4 years of experience in a compliance role, preferably within the banking or financial sector.
• Thorough understanding of South African financial regulations and legislation (e.g., FAIS Act, FICA, POPIA).
• Strong analytical skills and attention to detail.
• Excellent written and verbal communication skills, with the ability to explain complex regulations clearly.

Benefits

• Competitive salary and comprehensive benefits package.
• Fully remote work arrangement for maximum flexibility.
• Opportunities for professional development and continuing education.
• Supportive team environment focused on collaboration and integrity.
• Chance to work with a prominent financial institution based in Pretoria.