Wealth Ops Manager — In‑Office Huntsville

RFG Advisory

Madison (AL)

On-site

USD 90,000 - 100,000

Full time

14 days+

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Benefits offered by this job

Health Insurance
3% 401(k) contribution
Long Term and Short Term Disability
Life Insurance
Dental and Vision

Job summary

RFG Advisory seeks an Operations Manager to lead the Huntsville branch's operational engine, covering trading, compliance, client service, and office leadership. You will support the Lead Advisor and ensure frictionless day-to-day activity for clients and advisors.

The role requires 3–5+ years in wealth-management operations, proficiency with Schwab and Salesforce, and leadership experience in a fast-paced, client-facing environment.

Qualifications

  • 3–5+ years of experience in wealth management operations or similar client-facing; licensed support role.
  • Familiarity with Schwab; Salesforce CRM experience preferred.
  • Experience with Orion; prior lead or senior support role preferred.

Responsibilities

  • Prepare meeting notes, agendas, pre-meeting research, and follow-up materials.
  • Manage Lead Advisor’s calendar and follow-ups with structure.
  • Translate direction into organized, trackable action and ensure follow-through post meetings.
  • Interact with clients for inquiries and requests; execute trades as requested.

Skills

Calm under pressure
Anticipates needs
Service mindset
Communication skills
Initiative
Independent judgment

Education

Bachelor’s degree preferred
High school diploma required
Series 65 required
Series 7 a plus

Tools

Microsoft Excel
Microsoft Word
Microsoft Outlook
PowerPoint
Adobe PDF
Salesforce CRM
Schwab platforms
Orion
AI tools (Claude, ChatGPT, Copilot)

Job description

RFG Advisory seeks an Operations Manager to lead the Huntsville branch's operational engine, covering trading, compliance, client service, and office leadership. You will support the Lead Advisor and ensure frictionless day-to-day activity for clients and advisors.

The role requires 3–5+ years in wealth-management operations, proficiency with Schwab and Salesforce, and leadership experience in a fast-paced, client-facing environment.

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