Wealth Operations & Client Services Associate

UNAVAILABLE; Edina (MN); On-site; USD 65,000 - 75,000; Full time

Benefits offered by this job

Health, dental and vision insurance

Employer retirement plan with match

Disability insurance

Paid time off & holidays

Job summary

Itasca Wealth Advisors in Edina, MN, is seeking an Operations Associate to support both investment and insurance operations, manage client accounts, and ensure accurate processing of transactions. You will act as a liaison between advisors, clients, and home office partners, maintain CRM records, generate reports, and assist with proposals, reviews, and ongoing portfolio maintenance.

Qualifications include Life/Health Insurance license (or within 90 days), FINRA Series 6 & 63 (or ability to

Qualifications

• Experience in financial services, wealth management, or insurance operations preferred.
• Strong administrative, organizational, and multitasking abilities in a fast-paced environment.
• Excellent attention to detail with a high degree of accuracy.
• Effective communication and client service skills.
• Ability to work independently and collaboratively across teams.

Responsibilities

• Prepare and process paperwork for investment and advisory accounts, including new account setup, rollovers, and asset transfers.
• Monitor account funding, transfers, and transactions to ensure timely completion and accuracy.
• Execute retirement account rollovers and process client contributions, withdrawals, and redemptions.
• Maintain and update CRM systems with client records, notes, and task tracking.
• Generate investment performance reports using tools such as Envestnet, Morningstar, and NMCIR.
• Assist with proposal updates, account reviews, and ongoing portfolio maintenance.
• Respond to home office inquiries and ensure compliance with operational and regulatory requirements.
• Manage the full lifecycle of insurance applications, from submission through underwriting and policy delivery.
• Review insurance applications, conversions, and policy changes for completeness and accuracy.
• Coordinate underwriting requirements, including medical and paramedical exams.
• Process non-securities insurance transactions such as policy changes, APBs, and term conversions.
• Monitor case status and proactively follow up on outstanding requirements to ensure timely processing.
• Prepare insurance summaries, illustrations, and case materials for client meetings and reviews.
• Serve as a primary point of contact for client service needs across investment and insurance products.
• Respond to client inquiries related to account balances, policy details, and service requests.
• Process client requests including address updates, payment changes, loan requests, and policy servicing.
• Communicate proactively with clients regarding account status, funding issues, or underwriting requirements.
• Support advisors by preparing client meeting materials, agendas, and review documentation.

Skills

Attention to detail

Client service

Organizational skills

Tools

CRM systems

Microsoft Office

Job description

Itasca Wealth Advisors in Edina, MN, is seeking an Operations Associate to support both investment and insurance operations, manage client accounts, and ensure accurate processing of transactions. You will act as a liaison between advisors, clients, and home office partners, maintain CRM records, generate reports, and assist with proposals, reviews, and ongoing portfolio maintenance.

Qualifications include Life/Health Insurance license (or within 90 days), FINRA Series 6 & 63 (or ability to