Wealth Operations Associate

Flagship Staffing Services; Warwick (RI); On-site; USD 55,000 - 75,000; Full time

Job summary

Flagship Staffing Services is assisting a wealth management client in Rhode Island to find a Wealth Operations Associate. This role supports the operations of the advisory business and ensures accurate processing of accounts and trades.

Responsibilities include compliance tasks, renewing licenses, processing new accounts, trade reconciliations for equity and mutual funds, handling advisory fees and audits, and maintaining client records.

Qualifications

• Associates degree or equivalent work experience required.
• Series 7 License preferred.
• Proficient with MSOffice.
• Strong verbal and written communication skills.

Responsibilities

• Compliance tasks
• Renew licenses
• Process new accounts
• Process equity and mutual fund trades, block trades and trade reconciliations
• Process advisory fees and audit
• Maintain/ update client accounts
• Strong Customer Service

Skills

Strong communication

Customer service

Education

Associate degree or equivalent experience

Tools

MS Office

Job description

Job Description

Job Description

Our client specializes in Wealth Managment. They are currently looking for someone to join their firm as a Wealth Operations Associate.

Responsibilities include:

• Compliance tasks
• Renew licenses
• Process new accounts
• Process equity and mutual fund trades, block trades and trade reconciliations
• Process advisory fees and audit
• Maintain/ update client accounts
• Strong Customer Service

Associates degree or equivalent work experience required. Series 7 License preferred. Proficient with MSOffice. Strong verbal and written communication skills.