Wealth Management Sales Associate (Series 7) NYC Onsite

Gainor Staffing; New York (NY); On-site; USD 70,000 - 100,000; Full time

Job summary

A prominent New York-based investment management firm seeks a Registered Sales Assistant to manage client accounts and provide high-touch service in Midtown Manhattan. The ideal candidate should have an active Series 7 license, at least 3 years of relevant experience, and strong communication skills. Responsibilities include onboarding client accounts, coordinating with portfolio managers, and ensuring compliance. A competitive salary range of $70,000 to $100,000 is offered based on experience.

Qualifications

• 3+ years of experience in wealth management, brokerage support, or registered sales assistance.
• Must be able to obtain Series 63 license within 6 months.

Responsibilities

• Manage the full lifecycle of client accounts.
• Serve as a primary point of contact for clients.
• Coordinate with portfolio managers and compliance partners.
• Support strategic portfolio allocations.
• Maintain accurate records and oversee documentation.
• Assist with client communications.
• Help plan and support client engagement initiatives.
• Provide day-to-day operational support.

Skills

Active Series 7 license

Experience in wealth management

Understanding of equities trading

Familiarity with retirement plans

Experience with Salesforce or Wealthscape

Job description

A prominent New York-based investment management firm seeks a Registered Sales Assistant to manage client accounts and provide high-touch service in Midtown Manhattan. The ideal candidate should have an active Series 7 license, at least 3 years of relevant experience, and strong communication skills. Responsibilities include onboarding client accounts, coordinating with portfolio managers, and ensuring compliance. A competitive salary range of $70,000 to $100,000 is offered based on experience.