Wealth Client Service Associate - Series 7 Licensed

Cary Street Partners LLC; Tampa (FL); On-site; USD 60,000 - 65,000; Full time

Job summary

Cary Street Partners LLC in Tampa, FL, seeks a Client Service Associate – Registered to support the Wealth Management Group and Financial Advisors with account openings, maintenance, and client operations.

The role involves handling client interactions, maintaining files, and ensuring compliance with policies while prioritizing multiple tasks. Requires SIE and Series 7 licenses and a relevant degree, with preferred Series 66 and CRM/eMoney experience.

Qualifications

• SIE and Series 7 licensed.
• Series 66 preferred.
• Prior experience in a similar role within the financial services industry.
• Bachelor’s degree or Associate’s degree required.
• Experience with custodial and client relationship management systems preferred.
• Knowledge of eMoney software preferred.

Responsibilities

• Provide primary support to the Wealth Management Group and Financial Advisors.
• Open new accounts and maintain existing accounts.
• Maintain client files and profiles in the CRM system.
• Assist in client operations and trade-related tasks.
• Communicate with clients, vendors, and colleagues with professionalism.
• Ensure compliance with firm policies and regulatory requirements.

Skills

SIE license

Series 7

Client service orientation

Education

Bachelor’s or Associate’s degree

Tools

Custodial systems

CRM software

eMoney

Job description

Cary Street Partners LLC in Tampa, FL, seeks a Client Service Associate – Registered to support the Wealth Management Group and Financial Advisors with account openings, maintenance, and client operations.

The role involves handling client interactions, maintaining files, and ensuring compliance with policies while prioritizing multiple tasks. Requires SIE and Series 7 licenses and a relevant degree, with preferred Series 66 and CRM/eMoney experience.