Wealth Management: Private Client Investment Associate

JP Morgan Chase; New York (NY); On-site; USD 85,000 - 120,000; Full time

Job summary

JPMorgan Chase in New York is seeking a Private Client Investment Associate to support Private Client Advisors with client service, operational help, and wealth planning collaboration.

You will handle requests like account openings, money movement, and performance reporting while maintaining risk controls and providing timely information to deepen client relationships. A strong compliance mindset is essential.

Qualifications

• A valid and active Series 7 license is required or may be obtained within a 60 day condition of employment
• If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business including accurately and timely operational requests such as account opening, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquiries
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Job description

JPMorgan Chase in New York is seeking a Private Client Investment Associate to support Private Client Advisors with client service, operational help, and wealth planning collaboration.

You will handle requests like account openings, money movement, and performance reporting while maintaining risk controls and providing timely information to deepen client relationships. A strong compliance mindset is essential.