Wealth Management: Private Client Investment Associate

JPMorgan Chase & Co.; Bay Shore (NY); On-site; USD 65,000 - 95,000; Full time

Job summary

JPMorgan Chase & Co. in New York is seeking a Private Client Investment Associate to provide client service, operational support, and administrative assistance to Private Client Advisors within Wealth Management.

The role involves facilitating account openings, money movements, and trades, while helping deepen client relationships and supporting wealth planning for clients and referral sources. Strong licensing requirements are essential for employment and ongoing compliance.

Qualifications

• A valid and active Series 7 license is required or may be obtained within a 120 day condition of employment
• If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business by facilitating accurate and timely operational requests (account openings, money movement, investment trades)
• Assist in building and maintaining client relationships and wealth planning with referrals and lead generation
• Aid in managing relationship and account reviews and preparing performance reports
• Engage in risk management including Know Your Customer procedures and account reviews
• Support operational procedures and compliance requirements and documentation
• Prioritize daily work and meet deadlines while fostering team culture

Skills

Series 7 license

SIE exam

Series 66 license

Life & Health Insurance license

Job description

JPMorgan Chase & Co. in New York is seeking a Private Client Investment Associate to provide client service, operational support, and administrative assistance to Private Client Advisors within Wealth Management.

The role involves facilitating account openings, money movements, and trades, while helping deepen client relationships and supporting wealth planning for clients and referral sources. Strong licensing requirements are essential for employment and ongoing compliance.