Wealth Management: Private Client Associate

Aumni; Tempe (AZ); On-site; USD 65,000 - 95,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate to provide client service, operational marketing and administrative support to Private Client Advisors within Wealth Management. The role focuses on supporting book of business, processing requests, and assisting with wealth planning for clients.

You will engage in risk management, maintain client relationships, and help generate new leads while ensuring timely, accurate reporting and adherence to compliance requirements.

Qualifications

• Must hold active securities licenses (Series 7 or Series 66).
• If registered after Oct 1, 2018, must have active SIE exam.
• Life and Health Insurance license must be obtained within 60 days of starting.

Responsibilities

• Support Advisors book of business including facilitating operational requests such as account openings, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Skills

Series 7 license

Series 66 license

SIE exam

Life & Health license

Job description

J.P. Morgan Chase is seeking a Private Client Investment Associate to provide client service, operational marketing and administrative support to Private Client Advisors within Wealth Management. The role focuses on supporting book of business, processing requests, and assisting with wealth planning for clients.

You will engage in risk management, maintain client relationships, and help generate new leads while ensuring timely, accurate reporting and adherence to compliance requirements.