Wealth Management: Private Client Associate

JP Morgan Chase; Fremont (CA); On-site; USD 70,000 - 90,000; Full time

Job summary

J.P. Morgan Chase Wealth Management seeks a Private Client Investment Associate to provide client service and essential operational support to Private Client Advisors, helping to meet clients' financial needs with personalized wealth solutions.

You will handle account openings, money movements, trades, and relationships; you will maintain up-to-date information, assist with wealth planning for clients and referral sources, and support risk management and compliance processes.

Qualifications

• Active Series 7 license required or to be obtained within 60 days of employment.
• SIE exam required if registered after Oct 1, 2018.
• Active Series 66 (63/65) and Life & Health Insurance licenses must be obtained within 60 days of starting in the role.

Responsibilities

• Support Advisors book of business by handling account openings, money movements, and trades.
• Assist Advisors with client relationships and wealth planning for clients and referral sources.
• Assist in relationship and account reviews, prepare performance reports, and promote firm services.
• Engage in risk management including KYC and account reviews; comply with procedures.

Skills

Client service

Relationship management

Regulatory compliance

Risk management

Financial markets knowledge

Job description

J.P. Morgan Chase Wealth Management seeks a Private Client Investment Associate to provide client service and essential operational support to Private Client Advisors, helping to meet clients' financial needs with personalized wealth solutions.

You will handle account openings, money movements, trades, and relationships; you will maintain up-to-date information, assist with wealth planning for clients and referral sources, and support risk management and compliance processes.