Wealth Management Private Client Associate

JPMorgan Chase & Co.; Alliance (OH); On-site; USD 70,000 - 100,000; Full time

Job summary

JPMorgan Chase & Co. in Ohio seeks a Private Client Investment Associate to deliver exceptional client service and support Private Client Advisors with operations and wealth planning.

The role emphasizes precise handling of account openings, money movements and trades, with attention to regulatory requirements and risk management. A strong client-care orientation and teamwork are essential for success.

Qualifications

• Active Series 7 license required or to be obtained within 120 days.
• If registered after Oct 1, 2018, must have a valid SIE exam.
• Series 66 (63/65) and Life and Health Insurance licenses must be obtained within 120 days.

Responsibilities

• Support Advisors' book of business by facilitating account opening, money movement and investment trades accurately and promptly.
• Assist Advisors by building and maintaining client relationships, processing requests and providing wealth planning support.
• Assist in managing relationship and account reviews, and prepare timely performance reports.
• Actively engage in Risk Management, Know Your Customer procedures, Account Reviews and Inquiries.
• Support operational procedures and regulatory/compliance requirements.
• Prioritize daily work and track progress to meet deadlines.
• Maintain and foster a positive team culture.

Skills

Client service focus

Regulatory compliance awareness

Education

Series 7 license

SIE exam

Series 66 (63/65)

Life and Health Insurance license

Job description

JPMorgan Chase & Co. in Ohio seeks a Private Client Investment Associate to deliver exceptional client service and support Private Client Advisors with operations and wealth planning.

The role emphasizes precise handling of account openings, money movements and trades, with attention to regulatory requirements and risk management. A strong client-care orientation and teamwork are essential for success.