Wealth Management Internal Audit Lead

INSPYR; Dallas (TX); Hybrid; USD 96,000 - 117,000; Part time

Job summary

INSPYR Solutions seeks two experienced Internal Audit Managers to support its Wealth Management audit function. These roles lead risk-based audits across Wealth Management and manage engagements from planning through testing, issue development, and final reporting.

Hybrid work in Dallas, TX or New York, NY. Ideal candidates have 7+ years in Internal Audit or related disciplines within financial services, strong communication, and a proven ability to collaborate with stakeholders and risk teams

Qualifications

• 7+ years of experience in Internal Audit, Risk Management, Controls, Compliance, or related discipline within financial services.
• Strong hands-on Internal Audit experience, including ownership from planning through final reporting.
• Experience with audit scoping, risk assessments, walkthroughs, control identification, testing, issue development, and reporting.
• Strong project management skills to handle multiple deliverables.
• Excellent written and verbal communication to convey audit findings to stakeholders.

Responsibilities

• Lead end-to-end internal audit engagements across Wealth Management.
• Develop risk-based audit scopes, risk assessments, and testing strategies.
• Conduct walkthroughs to identify key processes, risks and controls.
• Evaluate control design and operating effectiveness and perform substantive testing.
• Identify control gaps and develop audit findings with clear support.
• Prepare audit documentation, workpapers and final reports.
• Manage timelines, deliverables and multiple priorities.
• Partner with stakeholders, risk teams, compliance and other control functions.
• Execute work per internal audit standards and methodologies.

Skills

Internal Audit

Risk Management

Controls

Compliance

Communication

Job description

INSPYR Solutions seeks two experienced Internal Audit Managers to support its Wealth Management audit function. These roles lead risk-based audits across Wealth Management and manage engagements from planning through testing, issue development, and final reporting.

Hybrid work in Dallas, TX or New York, NY. Ideal candidates have 7+ years in Internal Audit or related disciplines within financial services, strong communication, and a proven ability to collaborate with stakeholders and risk teams