Wealth Management Client Services Associate II

Northern Trust Corp.; Tempe (AZ); On-site; USD 65,000 - 90,000; Full time

Benefits offered by this job

Inclusive workplace

Reasonable accommodations

Job summary

Northern Trust Corp. in Tempe, AZ, seeks a client servicing professional responsible for day-to-day account opening, servicing, and trade execution, supporting financial advisors, and maintaining client records.

You will build relationships with advisors, internal partners, and clients, act as subject matter expert, ensure compliance, and use CRM for client information; requires degree and FINRA licenses. This role offers a collaborative culture, opportunities for growth, and a commitment to

Qualifications

• Excellent analytical, verbal, and written communication skills.
• Thorough knowledge of investment products (stocks, bonds, mutual funds, options).
• College degree preferred; FINRA SIE and Series 7/63/65/66 required; 3+ years in client-facing service.

Responsibilities

• Day-to-day client servicing including account opening, servicing and maintenance, and trade execution.
• Onboards new client relationships through correspondence, reports, and advisory agreements.
• Supports Financial Advisors in evaluating objectives and providing guidance based on risk tolerance and current market environment.
• Maintains client records and collaborates with internal partners to respond to client needs.

Skills

Analytical skills

Verbal/written communication

Prioritization

Education

Bachelor's degree

FINRA SIE

Series 7/63/65/66 (or equivalents)

Tools

Microsoft Office

Wealthscape

Morningstar Analytics

Thomson ONE

Job description

Northern Trust Corp. in Tempe, AZ, seeks a client servicing professional responsible for day-to-day account opening, servicing, and trade execution, supporting financial advisors, and maintaining client records.

You will build relationships with advisors, internal partners, and clients, act as subject matter expert, ensure compliance, and use CRM for client information; requires degree and FINRA licenses. This role offers a collaborative culture, opportunities for growth, and a commitment to