Wealth Management Client Associate | Client Services & Ops

The Pines Wealth Management; Southern Pines (NC); On-site; USD 63,000 - 77,000; Full time

Benefits offered by this job

Competitive base salary

Performance-based bonus

Retirement plan

Health benefits

Paid time off

Job summary

The Pines Wealth Management in Southern Pines, NC is seeking a Wealth Management Client Associate to support multiple financial advisors in a growing Registered Investment Advisory (RIA). You will deliver high-quality client service, assist with investment operations, and help maintain efficient day-to-day workflows.

Ideal candidates have hands-on wealth management experience, strong attention to detail, and an active securities license (Series 7 preferred).

Qualifications

• 3+ years of wealth management and financial services experience.
• Active Series 7 license preferred; Series 66 or willingness to obtain helpful.
• College degree required.
• Strong client service and communication skills.

Responsibilities

• Serve as primary client service contact for inquiries.
• Assist with account openings, maintenance, and ACAT transfers.
• Coordinate meetings and prepare materials.
• Maintain CRM records and support SEC compliance documentation.
• Help improve operational efficiency across the advisor team.

Skills

Wealth management experience

Client service mindset

Operational efficiency

Attention to detail

Strong communication

Education

Bachelor's degree

Job description

The Pines Wealth Management in Southern Pines, NC is seeking a Wealth Management Client Associate to support multiple financial advisors in a growing Registered Investment Advisory (RIA). You will deliver high-quality client service, assist with investment operations, and help maintain efficient day-to-day workflows.

Ideal candidates have hands-on wealth management experience, strong attention to detail, and an active securities license (Series 7 preferred).