Wealth Management Client Advisor

U.S. Bank; Laguna Niguel (CA); On-site; USD 32,000 - 41,000; Full time

Benefits offered by this job

Healthcare (medical, dental, vision)PO

401(k) retirement plan

Paid vacation

Paid holidays

Parental leave

Job summary

U.S. Bank in Laguna Niguel, CA is seeking a support professional to assist Financial Advisors of U.S. Bancorp Advisors. You will help with appointments, client files, and preparing investment proposals, while coordinating marketing initiatives and tracking correspondence.

The role requires a high school diploma or equivalent (Bachelor's degree preferred), 2–4 years in the investment industry, and FINRA licenses (SIE, Series 6/7, 63). Strong detail, communication, and Office skills are essential.

Qualifications

• High school diploma or equivalent; Bachelor's degree preferred.
• Two to four years of investment industry experience preferred.
• FINRA SIE, Series 6 or 7, 63 registrations and life/health/disability licenses required to be eligible for incentives.

Responsibilities

• Provide sales, processing, operational, administrative and customer service support to Financial Advisors of U.S. Bancorp Advisors.
• Assist in business development: meet with existing or new prospects and coordinate marketing campaigns.
• Maintain client files, prepare investment proposals and routine correspondence, and manage paper flow per firm requirements.

Skills

Client relationship buildup

Sales support

Attention to detail

Communication skills

Microsoft Office

Education

High school diploma or equivalent

Bachelor's degree preferred

Tools

Microsoft Office

Job description

U.S. Bank in Laguna Niguel, CA is seeking a support professional to assist Financial Advisors of U.S. Bancorp Advisors. You will help with appointments, client files, and preparing investment proposals, while coordinating marketing initiatives and tracking correspondence.

The role requires a high school diploma or equivalent (Bachelor's degree preferred), 2–4 years in the investment industry, and FINRA licenses (SIE, Series 6/7, 63). Strong detail, communication, and Office skills are essential.