Wealth Management Associate: Client Solutions & Investments

RBC Capital Markets, LLC; Glastonbury (CT); On-site; USD 55,000 - 88,000; Full time

Job summary

RBC Capital Markets, LLC in Glastonbury, CT is seeking a Registered Client Associate to support Financial Advisors, gather client information, open accounts, process transfers, and help deliver investment guidance.

You will work closely with advisors, monitor accounts, explore business development opportunities, and provide high-level client service. Must have Series 7 and 66, 3+ years of experience, strong communication, and proficiency with advisory platforms.

Qualifications

• 3+ years of Registered Client Associate experience or related industry experience.
• Series 7 and 66 (or 63/65).
• Advanced understanding of the stock market, investments, retirement plans and related products.
• Strong customer service with ability to manage multiple demands in a fast-paced environment.

Responsibilities

• Gather client suitability information, open new accounts, and assist with asset gathering.
• Facilitate funds transfers, wire transfers, and checks as requested.
• Process advisory agreements and monitor account activity on AdvisoryLink.
• Identify opportunities to increase revenue and strengthen client relationships.
• Provide high level service by anticipating client needs and delivering requests efficiently.
• Research and communicate investment strategies to clients as needed.
• Resolve complex account problems with support from partners.

Skills

Series 7/66 license

Client relationship

Communication skills

Attention to detail

Time management

Tools

AdvisoryLink

Salesforce

Job description

RBC Capital Markets, LLC in Glastonbury, CT is seeking a Registered Client Associate to support Financial Advisors, gather client information, open accounts, process transfers, and help deliver investment guidance.

You will work closely with advisors, monitor accounts, explore business development opportunities, and provide high-level client service. Must have Series 7 and 66, 3+ years of experience, strong communication, and proficiency with advisory platforms.